# SOUND ASSET MANAGEMENT, INC.

SOUND ASSET MANAGEMENT, INC. of BROOKLYN, NY is an SEC-registered investment adviser.

## Registration

- CRD: 133871
- Type: SEC-registered investment adviser
- SEC file number: 801-63989
- Location: 8754 BAY 16TH ST., BROOKLYN, NY, 11214
- Phone: 718-331-3700
- Latest filing: 2009-03-31
- Regulatory AUM: $6.1M
- Discretionary AUM: $6.1M
- Clients: 6
- Accounts: 70

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| HELLMERS WILLIAM CHARLES | CCO/COO; CHIEF COMPLIANCE OFFICER/COO | — |
| MAIORANO SERAFINO FRANK | CHIEF EXECUTIVE OFFICER | — |
| WALSH ROBERT FRANCIS | ASSET MANAGER | — |
| MAIORANO JOSEPH CHRISTOPHER | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133871/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133871/similar
- Related entities: https://search.stillhousedata.com/firm/133871/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133871

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.