# NAPLES ASSET MANAGEMENT CO., LLC

NAPLES ASSET MANAGEMENT CO., LLC of MOORESVILLE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 133978
- Type: SEC-registered investment adviser
- SEC file number: 801-66945
- Location: 107 KILSON DRIVE, SUITE 206, MOORESVILLE, NC, 28117
- Phone: (239) 593-5525
- Latest filing: 2026-06-03
- Regulatory AUM: $404.3M
- Discretionary AUM: $386.3M
- Non-discretionary AUM: $18.0M
- Clients: 11
- Accounts: 584

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Paul Joseph Mcintyre | MEMBER; MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Bryan Evan Smith | PRESIDENT | — |
| Susan Robin Riser Whitlock | MEMBER; MEMBER & CHAIRPERSON | — |
| Kevin Edward Sullivan | MEMBER | — |
| MCINTYRE PAUL JOSEPH | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MEMBER & CHIEF COMPLIANCE OFFICER | — |
| SMITH BRYAN EVAN | PRESIDENT | — |
| RISER WHITLOCK SUSAN ROBIN | CHAIRPERSON; MEMBER & CHAIRPERSON | — |
| Ernest John C'Debaca | CCO | — |


## Disclosures (23)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133978/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133978/similar
- Related entities: https://search.stillhousedata.com/firm/133978/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133978

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.