# GOLDBERG ADVISERS, LLC

GOLDBERG ADVISERS, LLC of SAN RAFAEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 134174
- Type: SEC-registered investment adviser
- SEC file number: 801-121095
- Location: 1210 5TH AVENUE, #275, SAN RAFAEL, CA, 94901
- Phone: (415) 399-9100
- Latest filing: 2026-04-07
- Regulatory AUM: $402.6M
- Discretionary AUM: $402.6M
- Clients: 4
- Accounts: 514

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| John Jackson Goldberg | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | San Francisco, CA |
| Kay Patricia Goldberg | MEMBER | — |
| LOWENGART SANFORD PHILIP | CHIEF OPERATING OFFICER | — |
| GOLDBERG KAY PATRICIA | MEMBER | — |
| GOLDBERG JOHN JACKSON | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134174/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134174/similar
- Related entities: https://search.stillhousedata.com/firm/134174/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134174

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.