# TABERNA CAPITAL MANAGEMENT, LLC

TABERNA CAPITAL MANAGEMENT, LLC of PHILADELPHIA, PA is an SEC-registered investment adviser.

## Registration

- CRD: 134353
- Type: SEC-registered investment adviser
- SEC file number: 801-68923
- Location: 2929 ARCH STREET, 17TH FLOOR, CIRA CENTRE, PHILADELPHIA, PA, 19104
- Phone: 215-243-9000
- Latest filing: 2014-10-20
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 5
- Accounts: 3

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [SCHAEFFER PHILLIP SCOTT](https://search.stillhousedata.com/person/744819) | CHIEF EXECUTIVE OFFICER | — |
| [LICHT RAPHAEL](https://search.stillhousedata.com/person/785295) | CHIEF LEGAL OFFICER | — |
| [PLUMMER CHRISTOPHER GEORGE](https://search.stillhousedata.com/person/785296) | CHIEF COMPLIANCE OFFICER | — |
| [SEBRA JAMES JOSEPH](https://search.stillhousedata.com/person/785297) | CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER; MANAGER, TREASURER, CHIEF FINANCIAL OFFICER | — |
| [SALMON JACK E](https://search.stillhousedata.com/person/785298) | EVP, CFO, TREASURER | — |
| [FRAPPIER KENNETH RAYMOND](https://search.stillhousedata.com/person/785299) | EVP OF PORTFOLIO AND RISK MANAGEMENT; MANAGER, EVP OF PORTFOLIO AND RISK MANAGEMENT; SVP OF PORTFOLIO AND RISK MANAGEMENT | — |
| [LICHT RAPHAEL A](https://search.stillhousedata.com/person/785715) | CHIEF LEGAL OFFICER; CHIEF OPERATING OFFICER | — |
| [LAREN ANDERS FREDERICK](https://search.stillhousedata.com/person/820677) | CHIEF COMPLIANCE OFFICER | — |
| [CURTIS JAMES PETER](https://search.stillhousedata.com/person/828133) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| TABERNA PREFERRED FUNDING I, LTD | Securitized Asset Fund | — | 1 | $480.2M | — |
| TABERNA PREFERRED FUNDING VIII, LTD. | Securitized Asset Fund | — | 1 | $436.1M | — |
| TABERNA PREFERRED FUNDING IX, LTD | Securitized Asset Fund | — | 1 | $398.2M | — |


## Fund service providers (2)

- administrator: THE BANK OF NEW YORK TRUST COMPANY, N.A. — 2 funds
- administrator: THE BANK OF N.Y. TRUST COMPANY, N.A.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134353/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134353/similar
- Related entities: https://search.stillhousedata.com/firm/134353/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134353

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.