# GRESHAM INVESTMENT MANAGEMENT LLC

GRESHAM INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 134392
- Type: SEC-registered investment adviser
- SEC file number: 801-64039
- Location: 19 UNION SQUARE WEST, 11TH FLOOR, NEW YORK, NY, 10003
- Phone: 212-984-1430
- Latest filing: 2026-06-03
- Regulatory AUM: $8.6B
- Discretionary AUM: $8.6B
- Clients: 41
- Accounts: 21

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Samuel Spencer | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; MEMBER; PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| Adam Isaac Gehrie | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL; MEMBER; PRESIDENT & GENERAL COUNSEL | — |
| Anna M Tkachev | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| Douglas Jon Hepworth | CHIEF OPERATING OFFICER & CHIEF RISK OFFICER | — |
| JARECKI HENRY GEORGE | CHAIRMAN; TRUSTEE | — |
| SPENCER JONATHAN SAMUEL | PRESIDENT; PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| HEPWORTH DOUGLAS JON | CHIEF OPERATING OFFICER & CHIEF RISK OFFICER; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER & CHIEF RISK OFFICER | — |
| RUSSO THOMAS ANTHONY | TRUSTEE | — |
| HARTMANN JOHN F | CHIEF COMPLIANCE OFFICER | — |
| HARTMANN JOHN FRANKLIN | CHIEF COMPLIANCE OFFICER | — |
| LEFKOWITZ STANLEY ASHER | CHIEF FINANCIAL OFFICER | — |
| REEVES ROBERT JOHN | CHIEF FINANCIAL OFFICER | — |
| MCLAUGHLIN GEORGE HOOD | TRUSTEE | — |
| DELMAN BRIAN EDWARD | CHIEF COMPLIANCE OFFICER | — |
| GEBERT REINHOLD WILLIGIS | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER & CHIEF RISK OFFICER | — |
| DRACHMAN STEVEN SLOCUM | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| GEHRIE ADAM ISAAC | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SALISBURY AVERY AKL | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| Tkachev Anna M | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| Anna M. Tkachev | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |


## Disclosures (11)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134392/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134392/similar
- Related entities: https://search.stillhousedata.com/firm/134392/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134392

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.