# HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. of VENTURA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 134563
- Type: SEC-registered investment adviser
- SEC file number: 801-125720
- Location: 121 N. FIR STREET, SUITE D, VENTURA, CA, 93001
- Phone: 805-648-5300
- Latest filing: 2024-08-26
- Regulatory AUM: $25.1M
- Discretionary AUM: $1.3M
- Non-discretionary AUM: $23.8M
- Clients: 3
- Accounts: 48

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| HOFFMAN ROSS FLOYD | PRESIDENT/CEO | — |
| ORNELAS CONNIE LOU | CFO | — |
| GRIFFITH JASON DANIEL | CHIEF COMPLIANCE OFFICER & WEALTH ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134563/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134563/similar
- Related entities: https://search.stillhousedata.com/firm/134563/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134563

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.