# UNITED CAPITAL INVESTMENT ADVISERS, INC

UNITED CAPITAL INVESTMENT ADVISERS, INC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 134627
- Type: SEC-registered investment adviser
- SEC file number: 801-64375
- Location: 450 NEWPORT CENTER DRIVE, SUITE 400, NEWPORT BEACH, CA, 92660-7660
- Phone: 949-706-6444
- Latest filing: 2007-09-17
- Regulatory AUM: $660.0M
- Discretionary AUM: $660.0M
- Clients: 6
- Accounts: 2,500

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| DURAN JOSEPH JOHN THOMAS | DIRECTOR, CEO; PRESIDENT, INVESTMENT COMMITTEE MEMBER; SHAREHOLDER OF UCFP | — |
| BOMMARITO PATRICK MATTHEW | DIRECTOR, INVESTMENT COMMITTEE MEMBER; DIRECTOR, PRESIDENT; TRUSTEE | — |
| FISHBEIN NANCY MORRISON | CFO/TREASURER | — |
| WESTMAN CARYN LEE | CORPORATE SECRETARY, CCO; CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| ROTH RALPH LAWRENCE | CHIEF OPERATING OFFICER | — |
| DOEDE ROBERT WILLIAM | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134627/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134627/similar
- Related entities: https://search.stillhousedata.com/firm/134627/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134627

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.