# SPARX ASSET MANAGEMENT CO., LTD.

SPARX ASSET MANAGEMENT CO., LTD. of TOKYO is an SEC-registered investment adviser.

## Registration

- CRD: 134747
- Type: SEC-registered investment adviser
- SEC file number: 801-64550
- Location: SHINAGAWA SEASON TERRACE 6TH FLOOR,, 1-2-70,KONAN, MINATO-KU, TOKYO, 108-0075
- Phone: 813-6711-9200
- Latest filing: 2026-06-08
- Regulatory AUM: $11.7B
- Discretionary AUM: $11.1B
- Non-discretionary AUM: $584.0M
- Clients: 145
- Accounts: 98

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Shuhei Abe | PRESIDENT AND CHIEF EXECUTIVE OFFICER; SHAREHOLDER | Tokyo, M0 |
| Takeshi Suzuki | DIRECTOR | — |
| ABE SHUHEI | CEO; CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, REPRESENTATIVE DIRECTOR (+4 more) | — |
| SHIMIZU MIKIRO | DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| NAITO SHINJI | DIRECTOR; SENIOR MANAGING DIRECTOR; HEAD TRADER | — |
| NISHIYAMA KENJI | CHIEF COMPLIANCE OFFICER | — |
| TAMAKI SHIGERU | DIRECTOR | — |
| AKASHI AKIHITO | CHIEF COMPLIANCE OFFICER | — |
| FUKAMI MASATOSHI | DIRECTOR; REPRESENTATIVE DIRECTOR | — |
| FUJII MIKIO | DIRECTOR; DIRECTOR, CHIEF COMPLIANCE OFFICER; EXECUTIVE DEPUTY PRESIDENT, REPRESENTATIVE DIRECTOR, AND CHIEF COMPLIANCE OFFICER | — |
| COX JAMES WILLIAM | GROUP GENERAL COUNSEL | — |
| TATSUNO JITSUO | CHIEF OPERATIONS OFFICER | — |
| KOSUDA KENZO | DIRECTOR OF CORPORATE ADMINISTRATION | — |
| TANIGUCHI MASAKI | DIRECTOR; MANAGER | — |
| SUZUKI TAKESHI | DIRECTOR; MANAGER | — |
| YANAI TADASHI | BOARD MEMBER | — |
| KIMURA YOGO | BOARD MEMBER | — |
| MIYASAKA SHOICHI | SENIOR MANAGER | — |
| KAWAZU JUN | HEAD TRADER | — |
| TANIGUCHAI MASAKI | DIRECTOR; PRESIDENT, REPRESENTATIVE DIRECTOR | — |
| FUJIMURA TADAHIRO | DIRECTOR; REPRESENTATIVE DIRECTOR | — |
| GOTO HIRONOBU | PRESIDENT, REPRESENTATIVE DIRECTOR | — |
| KIMURA TOSHIKATSU | SENIOR FUND MANAGER | — |
| TAGUCHI TOSHIFUMI | BOARD MEMBER | — |
| MINEMATSU HIROSHI | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134747/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134747/similar
- Related entities: https://search.stillhousedata.com/firm/134747/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134747

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.