# WITTER & WESTLAKE INVESTMENTS

WITTER & WESTLAKE INVESTMENTS of LOUISVILLE, KY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 134774
- Type: SEC-registered investment adviser
- SEC file number: 801-67347
- Location: 1515 ORMSBY STATION CT., SUITE C, LOUISVILLE, KY, 40223
- Phone: 502-339-8840
- Latest filing: 2026-03-31
- Regulatory AUM: $12.7M
- Discretionary AUM: $12.7M
- Clients: 2
- Accounts: 22

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| WESTLAKE RODNEY SCOTT | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WITTER LON LAVERNE | CEO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134774/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134774/similar
- Related entities: https://search.stillhousedata.com/firm/134774/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134774

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.