# HIGHBRIDGE CAPITAL MANAGEMENT, LLC

HIGHBRIDGE CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 134776
- Type: SEC-registered investment adviser
- SEC file number: 801-64368
- Location: 390 MADISON AVENUE, NEW YORK, NY, 10017
- Phone: 212-287-2500
- Latest filing: 2026-03-31
- Regulatory AUM: $7.6B
- Discretionary AUM: $7.6B
- Clients: 60
- Accounts: 16

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Investment cos

## Officers, owners & control persons (63)

_Showing 25 of 63 people._

| Name | Role | Location |
| --- | --- | --- |
| [Marc David Creatore](https://search.stillhousedata.com/person/670685) | CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [Julie Elizabeth Parker](https://search.stillhousedata.com/person/670686) | CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [Jason Keith Hempel](https://search.stillhousedata.com/person/670687) | CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [Jonathan Michael Segal](https://search.stillhousedata.com/person/670688) | CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [Kirk David Rule](https://search.stillhousedata.com/person/670689) | CHIEF COMPLIANCE OFFICER | — |
| [Aditya Bindal](https://search.stillhousedata.com/person/670690) | CHIEF RISK OFFICER | — |
| [DUBIN GLENN RUSSELL](https://search.stillhousedata.com/person/730829) | CHIEF EXECUTIVE OFFICER/MANAGING PARTNER; CHIEF EXECUTIVE OFFICER/MEMBER OF THE BOARD OF MANAGERS; CHIEF EXECUTIVE OFFICER/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) (+5 more) | — |
| [SWIECA HENRY ALEXANDER](https://search.stillhousedata.com/person/730830) | CHIEF INVESTMENT OFFICER/MANAGING PARTNER; CO-CHAIRMAN; CO-CHIEF EXECUTIVE OFFICER/MANAGING PARTNER (+1 more) | — |
| [OLIVA JOHN L](https://search.stillhousedata.com/person/733522) | MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [OLIVA JOHN LEO](https://search.stillhousedata.com/person/733525) | CHIEF COMPLIANCE OFFICER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR  (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) (+2 more) | — |
| [PATTERSON ROBERT ELLMORE](https://search.stillhousedata.com/person/736562) | MEMBER | — |
| [MCKENNA KEVIN J](https://search.stillhousedata.com/person/737737) | MEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS  (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [CARUSO ROBERT JOSEPH](https://search.stillhousedata.com/person/739460) | CHIEF OPERATING OFFICER/MANAGING PARTNER; MANAGING PARTNER | — |
| [RESNICK RONALD STUART](https://search.stillhousedata.com/person/739461) | GENERAL COUNSEL/MANAGING PARTNER; MANAGING PARTNER | — |
| [RUBIN CAROLYN JUDITH](https://search.stillhousedata.com/person/739462) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | — |
| [BATEMAN PAUL TERENCE](https://search.stillhousedata.com/person/739463) | MEMBER | — |
| [STALEY JAMES EDWARD](https://search.stillhousedata.com/person/739464) | MEMBER; MEMBER OF THE BOARD OF MANAGERS | — |
| [UNREIN LAWRENCE MARK](https://search.stillhousedata.com/person/739465) | MEMBER; MEMBER OF THE BOARD OF MANAGERS | — |
| [POTAPCHUK RICHARD JOHN](https://search.stillhousedata.com/person/739466) | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR; DIRECTOR OF FINANCE AND TREASURY/MANAGING DIRECTOR | — |
| [BUILIONE TODD CHRISTOPHER](https://search.stillhousedata.com/person/739467) | CHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC); CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS; CHIEF STRATEGIC OFFICER/MANAGING PARTNER | — |
| [COHEN JOSHUA STEVEN](https://search.stillhousedata.com/person/743130) | GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [KNOLLMEYER PAUL RYAN](https://search.stillhousedata.com/person/752300) | CHIEF FINANCIAL OFFICER - MANAGEMENT COMPANY (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC); MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - (HIGHBRIDGE CAPITAL MANAGEMENT, LLC); MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) (+1 more) | — |
| [WURTH DOUGLAS CLARK](https://search.stillhousedata.com/person/756995) | MEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS  (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [O'BRIEN TIMOTHY WILLIAM JOHN](https://search.stillhousedata.com/person/763705) | MEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS  (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | — |
| [GREENHILL NOAH](https://search.stillhousedata.com/person/764478) | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/MANAGING DIRECTOR; GENERAL COUNSEL (+5 more) | — |


## Disclosures (31)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-07-22 | regulatory | NEGLIGENT BREACH OF SUPERVISORY AND ORGANIZATIONAL DUTIES IN CONNECTION WITH INFRINGEMENTS OF SECTION 21 OF THE GERMAN SECURITIES TRADING ACT. | Final | $1.8M |
| 2020-09-29 | regulatory | THE CFTC ENTERED AN ORDER RESOLVING AN ACTION AGAINST JPMORGAN CHASE & CO., AN AFFILIATED BANK (THE "BANK") AND AN AFFILIATED BROKER-DEALER (THE "BROKER-DEALER") (COLLECTIVELY, "JPM"). ACCORDING TO THE ORDER, FROM AT LEAST 2008 THROUGH 2016, NUMEROUS TRADERS ON THE PRECIOUS METALS AND U.S. TREASURIE… | Final | $436.4M |
| 2020-09-29 | criminal | — | Final | — |
| 2017-01-03 | regulatory | THE INVESTIGATION CONCERNED ALLEGED MISREPRESENTATIONS AND OMISSIONS IN CONNECTION WITH THE MARKETING, SALE AND DISTRIBUTION OF AUCTION RATE SECURITIES. | Final | $98K |
| 2016-11-17 | regulatory | ON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") RESULTING IN THE FRB ISSUING AN ORDER ("ORDER"). THE ORDER FINDS THAT FROM AT LEAST 2008 THROUGH 2013, JPMC'S ASIA-PACIFIC REGION INVESTMENT BANKING GROUP O… | Final | $61.9M |
| 2016-11-17 | regulatory | ON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC") UNDER WHICH JPMC CONSENTED TO THE ENTRY OF AN ORDER (THE "ORDER") THAT FINDS THAT JPMC VIOLATED SECTIONS 13(B)(2)(A), 13(B)(2)(B) AND 30A OF THE SECURITIES EXCHANGE ACT O… | Final | — |
| 2015-05-20 | criminal | ON MAY 20, 2015, THE DOJ FILED A CRIMINAL INFORMATION IN THE DISTRICT COURT CHARGING JPMC WITH A ONE COUNT CRIME CHARGE IN VIOLATION OF THE SHERMAN ANTITRUST ACT, 15 U.S.C. ? 1 (THE "INFORMATION"). THE INFORMATION CHARGES THAT, FROM JULY 2010 UNTIL AT LEAST JANUARY 2013, JPMC, THROUGH ONE OF ITS EUR… | Final | — |
| 2015-05-20 | regulatory | ON MAY 20, 2015, THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") ISSUED AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY AGAINST JPMORGAN CHASE & CO. ("JPMC") RELATING TO ITS FOREIGN EXCHANGE ("FX") ACTIVITIES ("ORDER") FROM 2008 THROUGH 2013. THE ORDER STAT… | Final | $342.0M |


## Private funds (16)

_Showing 15 of 16 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 271 | $5.5B | $100K |
| HIGHBRIDGE TACTICAL CREDIT FUND, L.P. | Hedge Fund | Delaware | 125 | $1.5B | $5.0M |
| HIGHBRIDGE TACTICAL CREDIT FUND, LTD. | Hedge Fund | Cayman Islands | 146 | $1.3B | $5.0M |
| HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. | Hedge Fund | Cayman Islands | 3 | $1.1B | $5.0M |
| 1992 MASTER FUND CO-INVEST SPC | Hedge Fund | Cayman Islands | 21 | $380.4M | $100K |
| 1992 CO-INVEST (OFFSHORE) L.P. | Hedge Fund | Cayman Islands | 6 | $188.5M | $1.0M |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. | Hedge Fund | Cayman Islands | 378 | $114.1M | $5.0M |
| HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. | Hedge Fund | Cayman Islands | 2 | $99.3M | — |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. | Hedge Fund | Delaware | 269 | $77.7M | $5.0M |
| HIGHBRIDGE STRATEGIC CREDIT FUND II (DELAWARE), L.P. | Hedge Fund | Delaware | 7 | $75.0M | $5.0M |
| HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. | Hedge Fund | Delaware | 147 | $72.4M | $10.0M |
| HIGHBRIDGE SCF II SPECIAL SITUATIONS SPV, L.P. | Hedge Fund | Cayman Islands | 1 | $50.2M | — |
| HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. | Hedge Fund | Cayman Islands | 51 | $26.4M | $10.0M |
| HIGHBRIDGE SCF II LOAN SPV, L.P. | Hedge Fund | Delaware | 1 | $25.2M | — |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. | Hedge Fund | Cayman Islands | 109 | $21.9M | $5.0M |


## Fund service providers (1)

- administrator: HEDGESERV (CAYMAN) LTD. — 16 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134776/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134776/similar
- Related entities: https://search.stillhousedata.com/firm/134776/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134776

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.