# CAPITAL MARKETS IQ, LLC

CAPITAL MARKETS IQ, LLC of WILMINGTON, DE is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 134921
- Type: SEC-registered investment adviser
- SEC file number: 801-69992
- Location: 427 N. TATNALL, SUITE 52811, WILMINGTON, DE, 19801
- Phone: 310.882.6380
- Latest filing: 2026-07-28
- Regulatory AUM: $571.4M
- Discretionary AUM: $455.6M
- Non-discretionary AUM: $115.9M
- Clients: 23
- Accounts: 884

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Kenneth Nelson Wiseman | PRESIDENT; TRUST BENEFICARY; TRUST BENEFICARY/TRUSTEE (+1 more) | — |
| Penelope Y Turnbow | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Anita B Carlino | CONTROLLER | — |
| Matthew V Rabinowitz | CEO; MEMBER | — |
| WISEMAN KENNETH NELSON | PRESIDENT; PRESIDENT AND CEO; TRUST BENEFICARY (+1 more) | — |
| TURNBOW PENELOPE YVONNE | ACTIVE; MEMBER; VICE PRESIDENT, CHIEF LEGAL OFFICER AND SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| MOHAMMED IBRAHIM SALEH | ACTIVE; CHIEF MARKETING OFFICER; MEMBER | — |
| RABINOWITZ MATTHEW V | ACTIVE; CHIEF INFRASTRUCTURE OFFICER; MEMBER | — |
| BRATCHER DAWN MICHELE | CONTROLLER | — |
| CARLINO ANITA B | CONTROLLER | — |
| TURNBOW PENELOPE Y | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER; VICE PRESIDENT, CHIEF LEGAL OFFICER AND SECRETARY, CHIEF COMPLIANCE OFFICER | — |


## Disclosures (15)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134921/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134921/similar
- Related entities: https://search.stillhousedata.com/firm/134921/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134921

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.