# CL WEALTH MANAGEMENT LLC

CL WEALTH MANAGEMENT LLC of SCHAUMBURG, IL is an SEC-registered investment adviser.

## Registration

- CRD: 134922
- Type: SEC-registered investment adviser
- SEC file number: 801-72701
- Location: 425 N. MARTINGALE RD., SUITE 1220, SCHAUMBURG, IL, 60173
- Phone: 212-388-6200
- Latest filing: 2026-03-19
- Regulatory AUM: $733.6M
- Discretionary AUM: $375.0M
- Non-discretionary AUM: $358.6M
- Clients: 42
- Accounts: 2,165

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities, Corporations

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Davis Thames Howard | CCO | Houston, TX |
| Bjorn Jordan | CCO | — |
| Roger Farrell Leibowitz | PRESIDENT | — |
| POLLINA CHRISTOPHER CHARLES | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| MARTIN HARVEY SEWARD | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | — |
| MATHER ROBERT PHILIP | CHAIRMAN; SENIOR VICE PRESIDENT; S V P | — |
| GOULD CRAIG MICHAEL | PRESIDENT | — |
| FRYDMAN JACOB ABRAHAM | MANAGER | — |
| JORDAN BJORN | CCO | — |
| AKERMAN ALBERT | CHIEF COMPLIANCE OFFICER | — |
| VERSCHLEISER ELI | MEMBER | — |
| LEIBOWITZ ROGER FARRELL | CHIEF FINANCIAL OFFICER; PRESIDENT | — |
| Markowits Alexander C | MEMBER | — |
| MARKOWITS ALEXANDER CHIAM | MANAGER; MEMBER | — |


## Disclosures (46)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-06-25 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, GREEN CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE FAILED TO ENSURE THAT ALL NECESSARY INFORMATION HAD BEEN OBTAINED FROM A CUSTOMER IN CONNECTION WITH THE DEPOSIT AND SALE OF A POSSIBLE CONTROL OR RESTRICTED STOCK. THE FINDINGS STATED TH… | Final | $5K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134922/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134922/similar
- Related entities: https://search.stillhousedata.com/firm/134922/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134922

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.