# SAGEVIEW PRIVATE CLIENT GROUP, LLC

SAGEVIEW PRIVATE CLIENT GROUP, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 134997
- Type: SEC-registered investment adviser
- SEC file number: 801-80138
- Location: 4000 MACARTHUR BLVD., SUITE 1050, NEWPORT BEACH, CA, 92660
- Phone: 949-955-1395
- Latest filing: 2025-03-28
- Clients: 10

## Business model

- Compensation: Hourly, Fixed
- Clients served: Individuals, Other

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Tyler Upham | PRESIDENT | — |
| Dagmara Katarzyna Frankowska | CHIEF COMPLIANCE OFFICER | — |
| Natasha Irina Pfeiffer | CHIEF LEGAL OFFICER | — |
| John Turnbull Longley | CHIEF EXECUTIVE OFFICER | — |
| Christina Marie Walsh | CHIEF FINANCIAL OFFICER | — |
| LONG RANDALL CRAIG | MANAGING PRINCIPAL; MEMBER | — |
| WALSH ANGELA MARIE | CHIEF FINANCIAL OFFICER | — |
| BECKER BROCK MARTIN | CHIEF COMPLIANCE OFFICER | — |
| UPHAM JONATHAN TYLER | MEMBER; PRESIDENT | — |
| HENDRICKSON MARK SHIGERU | CHIEF FINANCIAL OFFICER | — |
| BYUN MICHAEL T | CHIEF COMPLIANCE OFFICER | — |
| MERID SHARINA MARIA | CHIEF COMPLIANCE OFFICER | — |
| PFEIFFER NATASHA IRINA | CHIEF LEGAL OFFICER | — |
| FRANKOWSKA DAGMARA K | CHIEF COMPLIANCE OFFICER | — |
| LONGLEY JOHN TURNBULL | CHIEF EXECUTIVE OFFICER | — |
| FRANKOWSKA DAGMARA KATARZYNA | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2010-02-01 | civil | BREACH OF FIDUCIARY DUTY AND FRAUD. | Final | — |
| 2009-10-06 | regulatory | REGISTRATION ERROR. ED WAGNER, AN ADVISOR LOCATED IN NEVADA, WAS NOT REGISTERED AS AN INVESTMENT ADVISOR OF THE FIRM IN NEVADA. SAGEVIEW ADVISORY GROUP WAS REGISTERED IN NEVADA. MR. WAGNER DID NOT HAVE ANY CLIENTS IN NEVADA. | Final | $500 |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| KNOXVILLE | TN | 2 | 800-471-5336 |
| KNOXVILLE | TN | 2 | 800-471-5336 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/134997/brochure
- Similar advisers: https://search.stillhousedata.com/firm/134997/similar
- Related entities: https://search.stillhousedata.com/firm/134997/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/134997

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.