# ZIDEL FINANCIAL, INC.

ZIDEL FINANCIAL, INC. of BRECKENRIDGE, CO is an SEC-registered investment adviser.

## Registration

- CRD: 135047
- Type: SEC-registered investment adviser
- SEC file number: 801-123333
- Location: 210 S. RIDGE STREET, BRECKENRIDGE, CO, 80424
- Phone: 970-409-4466
- Latest filing: 2026-03-27
- Regulatory AUM: $159.6M
- Discretionary AUM: $159.6M
- Clients: 1
- Accounts: 331

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: High net worth, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Douglas Ira Zidel | PRESIDENT/CCO | — |
| ZIDEL DOUGLAS IRA | PRESIDENT/CCO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-04-25 | regulatory | STATE OF FLORIDA DETERMINED THAT ZIDEL FINANCIAL: 1) DID NOT SEND INVOICES TO CUSTOMERS AT THE TIME OF FEE DEDUCTION FROM CUSTOMER ACCOUNTS BETWEEN JANUARY 1, 2014 AND JULY 25, 2014, THEREBY CREATING CUSTODY OF CLIENT FUNDS; AND 2) DID NOT TIMELY UPDATE FORM ADV TO INCLUDE THE PREVIOUS REGULATORY AC… | Final | $14K |
| 2012-08-09 | regulatory | THE FLORIDA OFFICE OF FINANCIAL REGULATION DETERMINED THAT ZIDEL FINANCIAL HAD NOT TIMELY FILED REQUIRED FINANCIAL STATEMENTS FOR 2009, 2010, AND 2011. | Final | $3K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135047/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135047/similar
- Related entities: https://search.stillhousedata.com/firm/135047/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135047

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.