# D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 135284
- Type: SEC-registered investment adviser
- SEC file number: 801-64222
- Location: TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001
- Phone: 212-478-0000
- Latest filing: 2026-07-06
- Regulatory AUM: $33.4B
- Discretionary AUM: $33.4B
- Clients: 47
- Accounts: 26

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| THOMAS S CLARK | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| Thomas C Clark | CHIEF COMPLIANCE OFFICER | San Jose, CA |
| Thomas P Clark | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | Bruceton Mills, WV |
| David Elliot Shaw | LIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | — |
| Maximilian Dana Stone | EXECUTIVE COMMITTEE MEMBER | — |
| Edward Laurence Fishman | EXECUTIVE COMMITTEE MEMBER | — |
| Alexis Anne Halaby | EXECUTIVE COMMITTEE MEMBER | — |
| Daniel Robbins Marcus | CHIEF COMPLIANCE OFFICER | — |
| Yevgenia Vladimirovna Zemlyakova | EXECUTIVE COMMITTEE MEMBER, CHIEF OPERATING OFFICER | — |
| Michael William Lewkonia | GENERAL COUNSEL | — |
| HALABY JUDY ANNE | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR | — |
| FOLEY MARK JOSEPH | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | — |
| ZABACK CHRISTOPHER M | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | — |
| STECKLER STUART | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR OF D. E. SHAW & CO., L.P.; MANAGING DIRECTOR | — |
| ELIAS ROCHELLE ASSAEL | CHIEF COMPLIANCE OFFICER | — |
| DINNING ANNE CAROLYN | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SHAW DAVID ELLIOT | CHAIRMAN AND PRESIDENT OF D. E. SHAW & CO., INC.; LIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | — |
| BECK ANDREW ELLINGSON | MANAGING DIRECTOR | — |
| GAUDIO JULIUS RALPH | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SALKIND LOUIS KEN | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| WEPSIC ERIC KARL | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| STONE MAXIMILIAN DANA | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SEIDEMANN STEVEN JAY | GENERAL COUNSEL AND MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| FISHMAN EDWARD LAURENCE | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR | — |
| KEARNS PHILIP DAMIAN | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; EXECUTIVE COMMITTEE MEMBER, CO-CHIEF INVESTMENT OFFICER (+1 more) | — |


## Disclosures (14)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135284/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135284/similar
- Related entities: https://search.stillhousedata.com/firm/135284/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135284

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.