# AMERICAN INDEPENDENT SECURITIES GROUP, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC of EAGLE, ID is an SEC-registered investment adviser.

## Registration

- CRD: 135288
- Type: SEC-registered investment adviser
- SEC file number: 801-69138
- Location: 664 S RIVERSHORE LANE STE 150, EAGLE, ID, 83616
- Phone: 208-489-3131
- Latest filing: 2026-03-31
- Regulatory AUM: $986.3M
- Discretionary AUM: $53.6M
- Non-discretionary AUM: $932.7M
- Clients: 49
- Accounts: 4,385

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Sheila A Kerbein | PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| Ryan Shane Carlson | MEMBER, CEO | — |
| Joseph Allison Jr Thomas | MUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER | — |
| Reyheena Maria Faxon | PRINCIPAL, FINOP | — |
| CARLSON RYAN SHANE | CHIEF COMPLIANCE OFFICER / FINOP; CHIEF COMPLIANCE OFFICER / FINOP / MEMBER; MEMBER (+1 more) | — |
| CARTER DOUGLAS FOSDICK | PRINCIPAL; PRINCIPAL / MEMBER; PRINCIPAL / MEMBER / REGISTERED OPTIONS & SECURITIES FUTURES PRINCIPAL (+1 more) | — |
| SELLIN THOMAS CLIFFORD | MEMBER; PRESIDENT; PRESIDENT / MEMBER (+3 more) | — |
| WALTHER STEPHEN FREDRICK | PRINCIPAL; PRINCIPAL / MEMBER | — |
| DOWD CHRISTINE MARIE | MEMBER / REGISTERE OPTIONS AND SECURITIES FUTURES PRINCIPAL; MEMBER / REGISTERE OPTIONS AND SECURITIES FUTURES PRINCIPAL, MUNICIPAL PRINCIPAL | — |
| PETERS DAVID LEE | MUNI PRINCIPAL, MEMBER | — |
| BURRELLGWYDYR DIANA LAMB SQUIRE | PRESIDENT, MEMBER, CHIEF EXECUTIVE OFFICER | — |
| DARVIN BARRY JAMES | MEMBER / REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL | — |
| THOMAS JOSEPH ALLISON JR | MUNICIPAL PRICIPAL, MEMBER; MUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER | — |
| CIOFFI NICHOLAS WILLIAM | PRINCIPAL | — |
| KERBEIN SHEILA A | PRINCIPAL; PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| FAXON REYHEENA MARIA | PRINCIPAL, FINOP | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-03-29 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WSPS, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH APPLICABLE RULES RELATING TO SALES OF COLLATERALIZED MOR… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135288/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135288/similar
- Related entities: https://search.stillhousedata.com/firm/135288/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135288

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.