# CASTLE CREEK ARBITRAGE, LLC

CASTLE CREEK ARBITRAGE, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 135351
- Type: SEC-registered investment adviser
- SEC file number: 801-65773
- Location: 111 WEST JACKSON BLVD., 20TH FLOOR, CHICAGO, IL, 60604-3589
- Phone: 312.692.7550
- Latest filing: 2023-03-07
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.4B
- Clients: 10
- Accounts: 6

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [ASHER DANIEL BRUCE](https://search.stillhousedata.com/person/757676) | PRESIDENT | — |
| [WEINE ALLAN DAVID](https://search.stillhousedata.com/person/758798) | CHIEF INVESTMENT OFFICER; LIMITED PARTNER; MANAGING MEMBER (+2 more) | — |
| [FLETCHER PETER COLLIGAN](https://search.stillhousedata.com/person/758799) | LIMITED PARTNER; MEMBER; PORTFOLIO MANAGER AND INDIRECT OWNER (+1 more) | — |
| [SHIMANEK WILLIAM JAMES](https://search.stillhousedata.com/person/758800) | CHIEF COMPLIANCE OFFICER | — |
| [PERZ CHRISTINA MARIE](https://search.stillhousedata.com/person/758801) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | — |
| [JANOWITZ PAUL KIM](https://search.stillhousedata.com/person/758802) | MEMBER | — |
| [WICK CONSTANCE RAE](https://search.stillhousedata.com/person/770716) | CHIEF COMPLIANCE OFFICER | — |
| [GOLDMAN FRED OWEN](https://search.stillhousedata.com/person/799558) | CFO | — |
| [Fong Courtney](https://search.stillhousedata.com/person/827948) | CHIEF COMPLIANCE OFFICER | — |
| [AHMED AMIR ABBAS](https://search.stillhousedata.com/person/859846) | OWNER; PORTFOLIO MANAGER AND INDIRECT OWNER | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CC ARB WEST, LLC | Hedge Fund | — | 2 | $918.3M | $50.0M |
| CC ARBITRAGE, LTD. | Hedge Fund | — | 18 | $281.7M | $1.0M |
| CASTLE CREEK SPAC FUND, LLC | Hedge Fund | — | 13 | $165.2M | $1.0M |


## Fund service providers (1)

- administrator: HSBC SECURITIES SERVICES (IRELAND) LIMITED — 3 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135351/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135351/similar
- Related entities: https://search.stillhousedata.com/firm/135351/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135351

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.