# FINANCIAL PERSPECTIVES, INC.

FINANCIAL PERSPECTIVES, INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 135549
- Type: SEC-registered investment adviser
- SEC file number: 801-97343
- Location: 3300 FERNBROOK LN N, SUITE 250, MINNEAPOLIS, MN, 55447-5341
- Phone: 763-553-7779
- Latest filing: 2026-03-25
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $1.3M
- Clients: 14
- Accounts: 1,852

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Daniel James Dugan | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| David William Dugan | VICE PRESIDENT/SECRETARY/TREASURER | — |
| Nicole Lynn Wilken | CHIEF COMPLIANCE OFFICER | — |
| WILKEN NICOLE LYNN | CHIEF COMPLIANCE OFFICER | — |
| DUGAN VINCENT JAMES | PRESIDENT | — |
| DUGAN THOMAS WILLIAM | VICE PRESIDENT/SECRETARY/TREASURER | — |
| Luke Michael Dugan | PRESIDENT & CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135549/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135549/similar
- Related entities: https://search.stillhousedata.com/firm/135549/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135549

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.