# SYMPHONIC FINANCIAL ADVISORS LLC

SYMPHONIC FINANCIAL ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 135603
- Type: SEC-registered investment adviser
- SEC file number: 801-64456
- Location: 400 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-702-3500
- Latest filing: 2024-02-29
- Regulatory AUM: $125.2M
- Discretionary AUM: $125.2M
- Clients: 4
- Accounts: 1,234

## Officers, owners & control persons (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| RUSSELL THOMAS | VICE PRESIDENT | CHICAGO, IL |
| Russell S Thomas | VICE PRESIDENT | Jacksonville, FL |
| Russell H Thomas | VICE PRESIDENT | Alexander City, AL |
| Russell L Thomas | VICE PRESIDENT | Alexander City, AL |
| ADLER RICHARD HOWARD | BOARD MEMBER | — |
| DELANO DONALD PETER | CHIEF COMPLIANCE OFFICER | — |
| HEARN CAROL ANN | VICE PRESIDENT | — |
| GERSHEN RICHARD SCOTT | BOARD MEMBER | — |
| GOZZILLO FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| ACEBES CARL | CHAIRMAN; CHAIRMAN EMERITUS; DIRECTOR | — |
| HAWKESWORTH KURT ALEXANDER | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND BOARD MEMBER; CHIEF OPERATING OFFICER AND GENERAL COUNSEL (+1 more) | — |
| DALESSANDRO GARRETT RICHARD | CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER; MEMBER (+2 more) | — |
| TOWERS EDMUND LAWRENCE | CHIEF FINANCIAL OFFICER | — |
| BOTHWELL TODD D | EXECUTIVE VICE PRESIDENT; PRESIDENT | — |
| MCAULEY MARK ROY | EXECUTIVE VICE PRESIDENT | — |
| ANDREWS DON JAMES | CHIEF COMPLIANCE OFFICER | — |
| NUNNELEE MICHAEL JOSEPH | BOARD MEMBER | — |
| MOLBERT JANE FREEMAN | TREASURER | — |
| O'DONNELL WILLIAM CHRISTOPHER | CHIEF FINANCIAL OFFICER | — |
| MATIN ESMAT BAHAR | CHIEF COMPLIANCE OFFICER | — |
| GIAQUINTO GREGG ROBERT | EXECUTIVE VICE PRESIDENT | — |
| FREEMAN WILLIAM JAY | BOARD MEMBER | — |
| LUKAJ MICHAEL STEELE | CHIEF COMPLIANCE OFFICER | — |
| HAWKESWORTH ESMAT BAHAR | CHIEF COMPLIANCE OFFICER | — |
| BRODY SCOTT NATHAN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135603/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135603/similar
- Related entities: https://search.stillhousedata.com/firm/135603/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135603

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.