# MARSHALL WACE NORTH AMERICA L.P.

MARSHALL WACE NORTH AMERICA L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 135902
- Type: SEC-registered investment adviser
- SEC file number: 801-70586
- Location: 66 HUDSON BOULEVARD EAST, 32ND FLOOR, NEW YORK, NY, 10001
- Phone: 212-235-2800
- Latest filing: 2026-07-30
- Regulatory AUM: $58.9B
- Discretionary AUM: $58.9B
- Clients: 184
- Accounts: 16

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| [Courtney EK Lewis](https://search.stillhousedata.com/person/688040) | GENERAL COUNSEL | — |
| [Todd Christopher Builione](https://search.stillhousedata.com/person/688041) | CHIEF EXECUTIVE OFFICER | — |
| [Lancelot Llaneza Esteibar](https://search.stillhousedata.com/person/688042) | CHIEF COMPLIANCE OFFICER | — |
| [BUILIONE TODD CHRISTOPHER](https://search.stillhousedata.com/person/739467) | CHIEF EXECUTIVE OFFICER | — |
| [ROSE SUZAN](https://search.stillhousedata.com/person/786799) | CHIEF COMPLIANCE OFFICER | — |
| [SARGENT MICHAEL MANNING](https://search.stillhousedata.com/person/786800) | CHIEF EXECUTIVE OFFICER | — |
| [WACE IAN GERALD](https://search.stillhousedata.com/person/786801) | OWNER AND DIRECTOR; PARTNER | — |
| [MARSHALL PAUL R](https://search.stillhousedata.com/person/786802) | OWNER AND DIRECTOR; PARTNER | — |
| [LEWIS COURTNEY EK](https://search.stillhousedata.com/person/832162) | CHIEF COMPLIANCE OFFICER | — |
| [Jones Sven](https://search.stillhousedata.com/person/857186) | CHIEF COMPLIANCE OFFICER | — |
| [Courtney E.K. Lewis](https://search.stillhousedata.com/person/1121541) | GENERAL COUNSEL | — |


## Private funds (14)

Mix: Hedge Fund 12 · Private Equity Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MW AMERICAS TOPS LONG-ONLY FUND LP | Hedge Fund | Delaware | 13 | $3.0B | $10.0M |
| MARSHALL WACE INVESTMENT STRATEGIES - TOPS US EQUITIES FUND | Hedge Fund | Ireland | 3 | $2.8B | $115K |
| MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUND | Hedge Fund | Delaware | 2 | $1.8B | $500.0M |
| MARSHALL WACE INVESTMENT STRATEGIES - TOPS AMERICAS EQUITIES FUND | Hedge Fund | Ireland | 10 | $1.6B | $115K |
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUND | Hedge Fund | Ireland | 10 | $901.6M | $115K |
| MW AMERICAS TOPS LONG-ONLY FUND IV LP | Hedge Fund | Delaware | 2 | $884.8M | $600.0M |
| MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LONG FUND II | Hedge Fund | Ireland | 4 | $761.5M | $115K |
| MARSHALL WACE FUNDS LP - MW MOONTOWER (US) FUND | Hedge Fund | Delaware | 2 | $755.1M | $5.0M |
| MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG (US) FUND II | Hedge Fund | Delaware | 3 | $645.4M | $50.0M |
| MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUND | Hedge Fund | Ireland | 4 | $355.1M | $115K |
| MW XO HEALTH INNOVATIONS FUND, LP | Private Equity Fund | Delaware | 44 | $300.2M | $20.0M |
| MW XO HEALTH INNOVATIONS FUND II, LP | Private Equity Fund | Delaware | 18 | $240.4M | $1.0M |
| MARSHALL WACE LONG STRATEGIES ICAV - MW AMERICAS TOPS LONG FUND II | Hedge Fund | Ireland | 1 | $96.9M | $115K |
| MARSHALL WACE FUNDS LP - MW TOPS AMERICAS EQUITIES (US) FUND | Hedge Fund | Delaware | 0 | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PALO ALTO | CA | 3 | (650) 507-4680 |
| CAMBRIDGE | MA | 1 | 2122352817 |


## Fund service providers (4)

- custodian: MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG (US) FUND II
- custodian: MARSHALL WACE FUNDS LP - MW TOPS AMERICAS EQUITIES (US) FUND
- custodian: MARSHALL WACE LONG STRATEGIES ICAV - MW AMERICAS TOPS LONG FUND II
- custodian: MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUND

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/135902/brochure
- Similar advisers: https://search.stillhousedata.com/firm/135902/similar
- Related entities: https://search.stillhousedata.com/firm/135902/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/135902

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.