# FINANCIAL LEGACY MANAGEMENT, INC.

FINANCIAL LEGACY MANAGEMENT, INC. of LITTLE ROCK, AR is an SEC-registered investment adviser.

## Registration

- CRD: 136348
- Type: SEC-registered investment adviser
- SEC file number: 801-131149
- Location: 13 OFFICE PARK DRIVE, LITTLE ROCK, AR, 72211
- Phone: 501-224-7526
- Latest filing: 2026-04-07
- Regulatory AUM: $155.0M
- Discretionary AUM: $155.0M
- Clients: 2
- Accounts: 715

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| John Wayne Kelley | CEO/ CHIEF COMPLIANCE OFFICER | — |
| Alvin Rogers | CFO | — |
| KELLEY JOHN WAYNE | CEO/ CHIEF COMPLIANCE OFFICER | — |
| ROGERS ALVIN | CFO | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CONWAY | AR | 1 | 501-329-7526 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/136348/brochure
- Similar advisers: https://search.stillhousedata.com/firm/136348/similar
- Related entities: https://search.stillhousedata.com/firm/136348/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/136348

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.