# MAXAM CAPITAL MANAGEMENT LLC

MAXAM CAPITAL MANAGEMENT LLC of DARIEN, CT is an SEC-registered investment adviser.

## Registration

- CRD: 136396
- Type: SEC-registered investment adviser
- SEC file number: 801-64564
- Location: 16 THORNDAL CIRCLE 1ST FLOOR, DARIEN, CT, 06820
- Phone: 203-851-3500
- Latest filing: 2009-01-26
- Regulatory AUM: $1.0B
- Discretionary AUM: $431.8M
- Non-discretionary AUM: $577.2M
- Clients: 6
- Accounts: 15

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [MANZKE SANDRA LEE](https://search.stillhousedata.com/person/737999) | CHIEF EXECUTIVE OFFICIER | — |
| [DUDLEY SPOTTSWOOD PAYNE](https://search.stillhousedata.com/person/738000) | CHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR | — |
| [SAMBERG ARTHUR J](https://search.stillhousedata.com/person/738001) | MEMBER | — |
| [CLANCY SHEILA JOAN](https://search.stillhousedata.com/person/738002) | MEMBER | — |
| [DARTLEY PETER](https://search.stillhousedata.com/person/738003) | GENERAL PARTNER | — |
| [DARTLEY CHRISTOPHER ALAN](https://search.stillhousedata.com/person/738004) | LIMITED PARTNER | — |
| [DARTLEY ALEC](https://search.stillhousedata.com/person/738005) | LIMITED PARTNER | — |
| [SAMBERG JEFFREY](https://search.stillhousedata.com/person/738006) | MEMBER | — |
| [SAMBERG LAURA](https://search.stillhousedata.com/person/738007) | MEMBER | — |
| [SAMBERG JOSEPH DANIEL](https://search.stillhousedata.com/person/738008) | MEMBER | — |
| [PHELAN RICHARD ANTHONY](https://search.stillhousedata.com/person/743485) | CHIEF FINANCIAL OFFICER | — |
| [SWEENEY CATHERINE GILCHRIST](https://search.stillhousedata.com/person/743486) | MANAGING DIRECTOR | — |
| [SOARES JOSEPH ANTHONY](https://search.stillhousedata.com/person/743487) | MANAGING DIRECTOR | — |
| [HAMMOND SUZANNE SIMON](https://search.stillhousedata.com/person/743488) | MANAGING DIRECTOR | — |
| [JENNINGS DAVID WADE](https://search.stillhousedata.com/person/743489) | MANAGING DIRECTOR | — |
| [GILCHRIST ROSEMARY](https://search.stillhousedata.com/person/743490) | MANAGING DIRECTOR | — |
| [BUKOFSER APRIL ELIZABETH](https://search.stillhousedata.com/person/763997) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/136396/brochure
- Similar advisers: https://search.stillhousedata.com/firm/136396/similar
- Related entities: https://search.stillhousedata.com/firm/136396/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/136396

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.