# DRAKE CAPITAL ADVISORS LLC

DRAKE CAPITAL ADVISORS LLC of OLD GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 136716
- Type: SEC-registered investment adviser
- SEC file number: 801-65564
- Location: 53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, 06870
- Phone: 203-861-7500
- Latest filing: 2026-03-11
- Regulatory AUM: $713.4M
- Discretionary AUM: $713.4M
- Clients: 5
- Accounts: 9

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [David Bruce Macfarlane](https://search.stillhousedata.com/person/703372) | MANAGING MEMBER AND MANAGING DIRECTOR | — |
| [Ray Gustin](https://search.stillhousedata.com/person/703373) | MEMBER, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER | — |
| [Kuo-Chan Chen](https://search.stillhousedata.com/person/703374) | CHIEF FINANCIAL OFFICER | — |
| [MACFARLANE DAVID BRUCE](https://search.stillhousedata.com/person/785692) | MANAGING MEMBER; MANAGING MEMBER AND MANAGING DIRECTOR | — |
| [GUSTIN RAY](https://search.stillhousedata.com/person/785693) | MEMBER, CHIEF COMPLIANCE OFFICER; MEMBER, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER; PARTNER (+1 more) | — |
| [LAI CATHY SHUMEI](https://search.stillhousedata.com/person/785694) | CHIEF FINANCIAL OFFICER; MEMBER AND CHIEF FINANCIAL OFFICER | — |
| [GEOGHEGAN JOSEPH MATTHEW](https://search.stillhousedata.com/person/808253) | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| [CHEN KUO-CHAN](https://search.stillhousedata.com/person/875597) | CHIEF FINANCIAL OFFICER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DRAKE CAPITAL PARTNERS, L.P. | Hedge Fund | Delaware | 63 | $206.4M | $1.0M |
| DRAKE CAPITAL PARTNERS II, L.P. | Hedge Fund | Delaware | 18 | $80.0M | $500K |


## Fund service providers (1)

- administrator: SS&C TECHNOLOGIES, INC. — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/136716/brochure
- Similar advisers: https://search.stillhousedata.com/firm/136716/similar
- Related entities: https://search.stillhousedata.com/firm/136716/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/136716

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.