# BROXTON CAPITAL ADVISORS

BROXTON CAPITAL ADVISORS of OLD SAN JUAN, PR is an SEC-registered investment adviser.

## Registration

- CRD: 136914
- Type: SEC-registered investment adviser
- SEC file number: 801-64689
- Location: 151 CALLE DE SAN FRANCISCO, OLD SAN JUAN, PR, 00901-1659
- Phone: 310-208-2151
- Latest filing: 2026-04-22
- Regulatory AUM: $29.0M
- Discretionary AUM: $25.8M
- Non-discretionary AUM: $3.1M
- Clients: 3
- Accounts: 56

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| COOKE ROBERT ALLEN | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER/ PORTFOLIO MANAGER; CHIEF COMPLIANCE OFFICER / PRINCIPAL/ PORTFOLIO MANAGER; PRINCIPAL (+2 more) | — |
| STEAD BRIAN WALTER | CHIEF COMPLIANCE OFFICER; PRINCIPAL, MANAGING DIRECTOR, CCO; PRINCIPAL, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| FELDMAN RUSTIN JJ | ASSOCIATE; INTERIM CHIEF COMPLIANCE OFFICER; SR. ASSOCIATE | — |
| ROOT TED CARL | PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/136914/brochure
- Similar advisers: https://search.stillhousedata.com/firm/136914/similar
- Related entities: https://search.stillhousedata.com/firm/136914/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/136914

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.