# RAFFA WEALTH MANAGEMENT LLC

RAFFA WEALTH MANAGEMENT LLC of WASHINGTON, DC is an SEC-registered investment adviser.

## Registration

- CRD: 136971
- Type: SEC-registered investment adviser
- SEC file number: 801-67687
- Location: 1899 L ST., NW- 7TH FLOOR, WASHINGTON, DC, 20036
- Phone: 202-955-6734
- Latest filing: 2026-03-31
- Regulatory AUM: $1.7B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $185.6M
- Clients: 9
- Accounts: 708

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| THOMAS J RAFFA | MEMBER | WASHINGTON, DC |
| Dennis Patrick Gogarty | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| GOGARTY DENNIS PATRICK | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| RAFFA THOMAS J | MEMBER | — |
| HEGER STEVEN KENNETH | MEMBER | — |
| Thomas J. Raffa | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/136971/brochure
- Similar advisers: https://search.stillhousedata.com/firm/136971/similar
- Related entities: https://search.stillhousedata.com/firm/136971/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/136971

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.