# GABELLI & COMPANY INVESTMENT ADVISERS, INC.

GABELLI & COMPANY INVESTMENT ADVISERS, INC. of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 137024
- Type: SEC-registered investment adviser
- SEC file number: 801-65243
- Location: 191 MASON STREET, GREENWICH, CT, 06830
- Phone: 914-921-5135
- Latest filing: 2026-07-07
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 27
- Accounts: 12

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Lee Richard | DIRECTOR | Scarsdale, NY |
| Mario Joseph Gabelli | CEO, DIRECTOR AND MAJORITY SHAREHOLDER OF COMMON STOCK | — |
| Douglas Richard Jamieson | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| John N Givissis | COMPTROLLER AND SENIOR VICE PRESIDENT | — |
| Peter D Goldstein | CHIEF COMPLIANCE OFFICER | — |
| Patrick Bernard Huvane | INTERIM CHIEF EXECUTIVE OFFICER | — |
| GABELLI MARIO JOSEPH | CEO, DIRECTOR AND MAJORITY SHAREHOLDER OF COMMON STOCK; DIRECTOR; SHAREHOLDER, CEO | — |
| GOLDSTEIN PETER D | CHIEF COMPLIANCE OFFICER | — |
| JAMIESON DOUGLAS RICHARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, DIRECTOR | — |
| RINDLER JOSEPH RUDOLPH | DIRECTOR | — |
| SCHOLZ FREDERICK WILLIAM | DIRECTOR | — |
| ANASTASIO MICHAEL ROCCO | CFO | — |
| MICHAILOFF CHRISTOPHER J | SECRETARY | — |
| FARBER JEFFREY MARK | CHIEF FINANCIAL OFFICER | — |
| MCKEE JAMES ERNEST | ASSISTANT SECRETARY; SECRETARY | — |
| CATERINA KIERAN DOUGLAS | CHIEF FINANCIAL OFFICER | — |
| DEVIVO DOUGLAS GORDON | DIRECTOR | — |
| BLAKE ROBERT WILLIAM | DIRECTOR | — |
| CLANCY TERRENCE PATRICK | CHIEF OPERATIONS OFFICER; COO - GABELLI & PARTNERS  LLC | — |
| CONROY FRANCIS JOSEPH | INTERIM CHIEF FINANCIAL OFFICER | — |
| LAPOINTE DIANE MARIE | CONTROLLER | — |
| HANDWERKER KEVIN | SECRETARY; SECRETARY AND GENERAL COUNSEL | — |
| WALSH THOMAS KEVIN | CHIEF COMPLIANCE OFFICER | — |
| WEYNAND CRAIG ALAN | CHIEF COMPLIANCE OFFICER AND SECRETARY; CHIEF COMPLIANCE OFFICER, COUNSEL & SECRETARY | — |
| GOLDMAN DAVID MARC | ASSISTANT SECRETARY; GENERAL COUNSEL AND ASSISTANT SECRETARY; GENERAL COUNSEL AND SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137024/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137024/similar
- Related entities: https://search.stillhousedata.com/firm/137024/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137024

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.