# CLEARBRIDGE INVESTMENTS, LLC

CLEARBRIDGE INVESTMENTS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 137028
- Type: SEC-registered investment adviser
- SEC file number: 801-64710
- Location: ONE MADISON AVENUE, 18TH FLOOR, NEW YORK, NY, 10010
- Phone: 212-805-2000
- Latest filing: 2026-01-05
- Regulatory AUM: $184.8B
- Discretionary AUM: $141.5B
- Non-discretionary AUM: $43.3B
- Clients: 210
- Accounts: 12,530

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (50)

_Showing 25 of 50 people._

| Name | Role | Location |
| --- | --- | --- |
| Brian Matthew Eakes | DIRECTOR | — |
| Terrence James Murphy | CHIEF EXECUTIVE OFFICER; DIRECTOR; PRESIDENT | — |
| Scott Keith Glasser | CHIEF INVESTMENT OFFICER; DIRECTOR | — |
| John Randolph Haller | CHIEF OPERATING OFFICER; DIRECTOR | — |
| Jennifer Morrow Johnson | DIRECTOR | — |
| Matthew Nicholls | DIRECTOR | — |
| Brian R Murphy | CHIEF COMPLIANCE OFFICER | — |
| Jasna Brblic Dolgov | GENERAL COUNSEL | — |
| Seok Selene Oh | DIRECTOR | — |
| Gwen Louise Shaneyfelt | DIRECTOR | — |
| Nicole Lorraine Tarallo | DIRECTOR | — |
| Cohen David | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER - U.S. RETAIL AND HIGH NET WORTH; CO-CHIEF INVESTMENT OFFICER | — |
| EVEN MICHAEL NMN | GLOBAL CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| HOPKINS STEPHEN HENRY | CHIEF EXECUTIVE OFFICER AND PRESIDENT; MANAGING DIRECTOR | — |
| ROSENBAUM MICHAEL FRED | GENERAL COUNSEL | — |
| CIESZKO ANTHONY PETER | BUSINESS HEAD, U.S. DISTRIBUTION; HEAD OF U.S. RETAIL AND HIGH NET WORTH | — |
| MURPHY TERRENCE JAMES | CHIEF ADMINISTRATIVE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER (+3 more) | — |
| SCHEVE TIMOTHY CHARLES | DIRECTOR | — |
| FETTING MARK RAYMOND | DIRECTOR | — |
| POSNER BRIAN SCOTT | CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | — |
| BAIN PETER LANNING | DIRECTOR; INTERIM CHAIRMAN; INTERIM CHAIRMAN AND DIRECTOR | — |
| MANNING BARBARA BROOKE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| MURPHY TERRENCE | CHIEF FINANCIAL OFFICER | — |
| SULLIVAN JOSEPH ANDREW | DIRECTOR | — |
| PLAFKER JED ANDREW | DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137028/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137028/similar
- Related entities: https://search.stillhousedata.com/firm/137028/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137028

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.