# USCA ASSET MANAGEMENT LLC

USCA ASSET MANAGEMENT LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 137045
- Type: SEC-registered investment adviser
- SEC file number: 801-64873
- Location: 4444 WESTHEIMER, SUITE G500, HOUSTON, TX, 77027
- Phone: 713-366-0500
- Latest filing: 2026-04-24
- Regulatory AUM: $132.1M
- Discretionary AUM: $132.1M
- Clients: 6
- Accounts: 24

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| David Michael King | MANAGING PARTNER | Scottsdale, AZ |
| Lerner Steven | MANAGER | New York, NY |
| Walter Alan Gilmore | CCO | Pennington, NJ |
| Patrick Michael Mendenhall | MANAGING PARTNER | — |
| Kasey Lizann Dejonckheere | CHIEF FINANCIAL OFFICER | — |
| KING DENNIS MICHAEL | MANAGING PARTNER | — |
| SOLOMON DAVID LEE | CEO; CEO, LIMITED PARTNER; CHIEF EXECUTIVE OFFICER (+3 more) | — |
| SHINDELDECKER DAVID CALVIN | MANAGER; PRESIDENT; PRESIDENT, LIMITED PARTNER | — |
| LERNER STEVEN DAVID | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, LIMITED PARTNER; MANAGER | — |
| PILIBOSIAN PHILIP JOHN | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER, LIMITED PARTNER; MEMBER (+4 more) | — |
| HAYES PAMELA ANN | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER, LIMITED PARTNER | — |
| PARANT DEBRA SCHAPER | EXECUTIVE VICE PRESIDENT | — |
| GOTT STEVE HOWELL | CHIEF COMPLIANCE OFFICER | — |
| CRUMP MATTHEW | CHIEF COMPLIANCE OFFICER | — |
| SHUMBERG IVANA M | CHIEF FINANCIAL OFFICER; TREASURER / SECRETARY | — |
| MENDENHALL PATRICK MICHAEL | MANAGING PARTNER | — |
| SURPRENANT THERESE | GENERAL COUNSEL | — |
| REPA JACK BRANDON | CHIEF COMPLIANCE OFFICER | — |
| GILMORE WALTER ALAN | CCO | — |
| AKE NICHOLE CHRISTINE | CHIEF COMPLIANCE OFFICER & COO | — |
| ARNOLD ROBERT | CHIEF FINANCIAL OFFICER | — |
| HICKEY SUZANNE NMN | CHIEF COMPLIANCE OFFICER | — |
| BOWLING ELIZABETH COURTNEY | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | — |
| DEJONCKHEERE KASEY LIZANN | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137045/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137045/similar
- Related entities: https://search.stillhousedata.com/firm/137045/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137045

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.