# WEALTH MANAGEMENT

WEALTH MANAGEMENT of NORFOLK, NE is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 137080
- Type: SEC-registered investment adviser
- SEC file number: 801-65977
- Location: 125 SOUTH 4TH STREET, NORFOLK, NE, 68701
- Phone: 402-371-1160
- Latest filing: 2026-08-03
- Regulatory AUM: $3.7B
- Discretionary AUM: $3.7B
- Non-discretionary AUM: $42.7M
- Clients: 61
- Accounts: 4,751

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Jared Matthew Faltys | CO-CHIEF EXECUTIVE OFFICER | — |
| Nathan Aubrey Raabe | CHIEF COMPLIANCE OFFICER | — |
| CHRISTENSEN STANLEY DEL | CHIEF EXECUTIVE,FINANCIAL, OPERATIONS OFFICER; PRESIDENT | — |
| CHRISTENSEN PRIM SHERRI LYNN | CHIEF COMPLIANCE OFFICE; CHIEF COMPLIANCE OFFICER | — |
| FALTYS JARED MATTHEW | CHIEF EXECUTIVE; CO-CHIEF EXECUTIVE OFFICER; MANAGER (+2 more) | — |
| BROZEK NANCY JO | CO-CHIEF EXECUTIVE OFFICER; MANAGER; OWNER (+1 more) | — |
| HILKEMANN LARRY EDWARD | CHIEF COMPLIANCE OFFICER | — |
| RAABE NATHAN AUBREY | CHIEF COMPLIANCE OFFICER; OWNER | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-01-29 | regulatory | FAILURE TO TIMELY COMPLETE STATE NOTICE REGISTRATION, FILE REQUIRED STATE NOTICE FILINGS AND PAY ALL ASSOCIATED FEES IN THE STATE OF FLORIDA UPON MEETING DE MINIMIS REQUIREMENTS | Final | $9K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137080/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137080/similar
- Related entities: https://search.stillhousedata.com/firm/137080/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137080

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.