# TRIAXX ASSET MANAGEMENT LLC

TRIAXX ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 137140
- Type: SEC-registered investment adviser
- SEC file number: 801-65566
- Location: 1 WORLD TRADE CENTER, 85TH FLOOR, NEW YORK, NY, 10007
- Phone: (646) 443-6165
- Latest filing: 2026-03-31
- Regulatory AUM: $26.1M
- Discretionary AUM: $26.1M
- Clients: 1
- Accounts: 3

## Business model

- Compensation: Other
- Clients served: Investment cos

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [Vishal Garg](https://search.stillhousedata.com/person/426263) | MEMBER | New York, NY |
| [Nicholas Calamari](https://search.stillhousedata.com/person/426264) | MEMBER | New York, NY |
| [Jason Hunt Berland](https://search.stillhousedata.com/person/689112) | CHIEF COMPLIANCE OFFICER | — |
| [Matthew Maron](https://search.stillhousedata.com/person/725219) | CHIEF COMPLIANCE OFFICER | — |
| [PRIORE THOMAS CHARLES](https://search.stillhousedata.com/person/730936) | 100% OWNER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [GAUDET PETER WILLIAM](https://search.stillhousedata.com/person/730937) | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR | — |
| [VECCHIO JOHN A](https://search.stillhousedata.com/person/730938) | CCO / COO; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFIER / CHIEF COMPLIANCE OFFICER | — |
| [BIBKO KENNETH CHRISTOPHER](https://search.stillhousedata.com/person/741352) | CHIEF COMPLIANCE OFFICER | — |
| [GARG VISHAL](https://search.stillhousedata.com/person/788399) | MEMBER | — |
| [CALAMARI NICHOLAS](https://search.stillhousedata.com/person/832695) | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| [TOKAR RANDY](https://search.stillhousedata.com/person/832696) | CHIEF FINANCIAL OFFICER; PRESIDENT, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| [MARON MATTHEW](https://search.stillhousedata.com/person/866380) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2011-06-21 | regulatory | IT WAS ALLEGED THAT THE FIRM VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT;… | Final | — |
| 2011-06-21 | civil | IT WAS ALLEGED THAT THE FIRM VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT;… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137140/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137140/similar
- Related entities: https://search.stillhousedata.com/firm/137140/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137140

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.