# STARK & ROTH LLC

STARK & ROTH LLC of MILWAUKEE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 137442
- Type: SEC-registered investment adviser
- SEC file number: 801-65300
- Location: 735 NORTH WATER STREET, SUITE 790, MILWAUKEE, WI, 53202
- Phone: 414-294-7000
- Latest filing: 2018-06-06
- Regulatory AUM: $305.7M
- Discretionary AUM: $305.7M
- Clients: 15
- Accounts: 25

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Wilson Michael | PRINCIPAL | Vancouver, A1 |
| STARK BRIAN JAY | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; CIO STARK & ROTH, INC., CEO/MANAGING MEMBER OR COMPARABLE ROLE FOR ALL ADVISORY AFFILIATES\* (CONTINUED AT SCHEDULE D MISC.); COMMON STOCK SHAREHOLDER (+4 more) | — |
| ROTH MICHAEL ANTHONY | COMMON STOCK SHAREHOLDER; DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, SECRETARY, TREASURER (+5 more) | — |
| DIDONATO ROBERT ALLEN | CHIEF OPERATING OFFICER | — |
| LUCAS JOSEPH JOHN | CFO OR COMPARABLE ROLE FOR ALL ADVISORY AFFILIATES; CHIEF FINANCIAL OFFICER; PRINCIPAL, CHIEF FINANCIAL OFFICER | — |
| LANCASTER COLIN MICHAEL | CHIEF LEGAL OFFICER; PRESIDENT AND COO, STARK & ROTH INC.; PRINCIPAL (+1 more) | — |
| BARNARD ROBERT JAMES | DEPUTY CHIEF INVESTMENT OFFICER AND PRINCIPAL; DEPUTY CHIEF INVESTMENT OFFICER AND SENIOR PORTFOLIO MANAGER; PRINCIPAL (+2 more) | — |
| KEOUGH MICHAEL THOMAS | PRINCIPAL | — |
| ANSARI MOHSINUDDIN | PRINCIPAL | — |
| MEILI BRETT RANDALL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER. | — |
| BOBBS DONALD TRENT | PRINCIPAL | — |
| DAVIDSON BRIAN HOWARD | PRINCIPAL | — |
| ANDERSON MARK ROBERT | CHIEF COMPLIANCE OFFICER | — |
| MCNALLY DANIEL JOSEPH | CHIEF LEGAL OFFICER; CHIEF OPERATING OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER, GENERAL COUNSEL AND PRINCIPAL (+1 more) | — |
| DESAI MEHUL SHAILESH | CHIEF RISK OFFICER; CHIEF RISK OFFICER, STARK & ROTH, INC. | — |
| WYATT MAURICE ROCHE | EXECUTIVE COMMITTEE MEMBER, STARK INVESTMENTS (UK) LLP; PRINCIPAL | — |
| EDDS TEALL NATHANIEL | PRINCIPAL | — |
| TYLICKI JOSEPH ROY | CHIEF FINANCIAL OFFICER | — |
| HOLMES MICHAEL TROY | CEO, CCO, STARK INVESTMENTS (CANADA) CORP. | — |
| CHICK MICHAEL STEPHEN | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | — |
| NIMANI VENTON | CHIEF RISK OFFICER | — |


## Private funds (22)

_Showing 15 of 22 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SHEPHERD INVESTMENTS INTERNATIONAL, LTD. | Hedge Fund | — | 423 | $71.8M | $5.0M |
| STARK SELECT ASSET FUND LLC | Hedge Fund | — | 398 | $44.6M | — |
| SHEPHERD SELECT ASSET LTD. | Hedge Fund | — | 488 | $42.2M | — |
| STARK INVESTMENTS LIMITED PARTNERSHIP | Hedge Fund | — | 398 | $25.4M | $5.0M |
| STARK SELECT ASSET MASTER LTD. | Hedge Fund | — | 2 | $10.9M | — |
| STARK GLOBAL OPPORTUNITIES FUND LTD. | Hedge Fund | — | 14 | $7.1M | $5.0M |
| STARK GLOBAL OPPORTUNITIES MASTER FUND LTD. | Hedge Fund | — | 2 | $6.7M | — |
| SHEPHERD GUARDIAN FUND, LTD. | Hedge Fund | — | 8 | $6.6M | $5.0M |
| STARK MASTER FUND LTD. | Hedge Fund | — | 3 | $3.5M | — |
| STARK ASIA MASTER FUND LTD. | Hedge Fund | — | 2 | $2.9M | — |
| STARK ASIA FUND LTD. | Hedge Fund | — | 18 | $2.6M | $2.0M |
| STARK GLOBAL OPPORTUNITIES FUND LP | Hedge Fund | — | 25 | $2.2M | $5.0M |
| STARK ASIA FUND LP | Hedge Fund | — | 7 | $1.1M | $2.0M |
| DEEPHAVEN GLOBAL MULTI-STRATEGY FUND LLC | Hedge Fund | — | 51 | $926K | $2.0M |
| STARK QIC SPECIALTY LTD. | Hedge Fund | — | 3 | $693K | — |


## Fund service providers (4)

- administrator: U.S. BANCORP FUND SERVICES, LLC — 11 funds
- administrator: MITSUBISHI UFJ TRUST & BANK (FORMERLY BUTTERFIELD FUND SERVICES (GUERNSEY) LIMITED) — 2 funds
- administrator: MITSUBISHI UFJ TRUST & BANK (FORMERLY BUTTERFIELD FUND SERVICES (DUBLIN) LIMITED)
- administrator: SEI INVESTMENTS GLOBAL FUND SERVICES, LTD.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137442/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137442/similar
- Related entities: https://search.stillhousedata.com/firm/137442/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137442

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.