# J.H. WHITNEY INVESTMENT MANAGEMENT, LLC

J.H. WHITNEY INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 137542
- Type: SEC-registered investment adviser
- SEC file number: 801-65465
- Location: 75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY, 10019
- Phone: 212-835-1950
- Latest filing: 2013-03-19
- Regulatory AUM: $312.9M
- Discretionary AUM: $130.6M
- Non-discretionary AUM: $182.3M
- Clients: 15
- Accounts: 9

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [STONE DEREK ROBERT](https://search.stillhousedata.com/person/744745) | CHAIRMAN; MANAGING MEMBER | — |
| [CASTLEMAN PETER MUIR](https://search.stillhousedata.com/person/757921) | MEMBER; NON-MANAGING MEMBER | — |
| [CURLEY KEVIN JOHN](https://search.stillhousedata.com/person/757925) | CHIEF COMPLIANCE OFFICER | — |
| [O'CONNOR JOHN MICHAEL BASIL](https://search.stillhousedata.com/person/761389) | CHIEF COMPLIANCE OFFICER; DIRECTOR (RELYING ADVISER 1); MANAGER (RELYING ADVISERS 2 AND 3); PRESIDENT/CEO (+3 more) | — |
| [IAMICELI DANIEL CHRISTOPHER](https://search.stillhousedata.com/person/772282) | CHIEF FINANCIAL OFFICER | — |
| [NG WILLIAM](https://search.stillhousedata.com/person/789873) | CEO/SENIOR PORTFOLIO MANAGER; CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER; CEO/SENIOR PORTFOLIO MANAGER; DIRECTOR (RELYING ADVISOR 1); MANAGING MEMBER OF THE MANAGING MEMBER (RELYING ADVISERS 2&3) (+2 more) | — |
| [WAJS LAURA KIMBERLY](https://search.stillhousedata.com/person/789874) | CHIEF COMPLIANCE OFFICER | — |
| [MOSER ROLAND CHRISTIAN](https://search.stillhousedata.com/person/803533) | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; DIRECTOR (RELYING ADVISER 1) | — |
| [ZEMLANICKY PATRICIA](https://search.stillhousedata.com/person/803940) | CHIEF FINANCIAL OFFICER | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BBH ASIAN OPPORTUNITIES FUND LTD. | Hedge Fund | — | 212 | $182.3M | $5.0M |
| J.H. WHITNEY PAN ASIA MASTER FUND | Hedge Fund | — | 78 | $53.0M | $1.0M |
| J.H. WHITNEY PAN ASIA CHINA | Hedge Fund | — | 79 | $8.5M | $1.0M |


## Fund service providers (3)

- administrator: J.P. MORGAN HEDGE FUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK, N.A. — 2 funds
- administrator: JD CLARK
- administrator: J.P. MORGAN INVESTOR SERVICES CO.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137542/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137542/similar
- Related entities: https://search.stillhousedata.com/firm/137542/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137542

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.