# WARFIELD ASSOCIATES, INC.

WARFIELD ASSOCIATES, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 13774
- Type: SEC-registered investment adviser
- SEC file number: 801-19281
- Location: 450 PARK AVE, STE 1401, NEW YORK, NY, 10022
- Phone: 212-319-6755
- Latest filing: 2008-10-23
- Regulatory AUM: $77.7M
- Discretionary AUM: $77.7M
- Clients: 1
- Accounts: 90

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [SHIELDS MICHAEL KIRK](https://search.stillhousedata.com/person/737271) | PRESIDENT | — |
| [MAHONEY ROBERT MAURICE](https://search.stillhousedata.com/person/742089) | SENIOR VICE PRESIDENT | — |
| [WARFIELD THOMAS RUFFIN](https://search.stillhousedata.com/person/742964) | CHAIRMAN; FINANCIAL & OPERATIONS PRINCIPAL; PRESIDENT (+4 more) | — |
| [RODIN BARBARA ELLEN](https://search.stillhousedata.com/person/742965) | CORPORATE SECRETARY | — |
| [WARNER PHILIP WARD](https://search.stillhousedata.com/person/742966) | EXECUTIVE VICE PRESIDENT | — |
| [CLEARY JAMES FRANCIS](https://search.stillhousedata.com/person/747306) | VICE PRESIDENT & CORPORATE SECRETARY | — |
| [MCKENNA ANN ELIZABETH](https://search.stillhousedata.com/person/778799) | CORPORATE SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/13774/brochure
- Similar advisers: https://search.stillhousedata.com/firm/13774/similar
- Related entities: https://search.stillhousedata.com/firm/13774/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/13774

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.