# UBS O'CONNOR LIMITED

UBS O'CONNOR LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 137765
- Type: SEC-registered investment adviser
- SEC file number: 801-65269
- Location: 21 LOMBARD STREET, LONDON, EC3V 9AH
- Phone: 44-207-901-5000
- Latest filing: 2006-03-31
- Regulatory AUM: $3.8B
- Discretionary AUM: $3.8B
- Clients: 51
- Accounts: 28

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [SCOBY JOSEPH FRANCIS](https://search.stillhousedata.com/person/759249) | CHIEF EXECUTIVE OFFICER | — |
| [FERRI WILLIAM JOSEPH](https://search.stillhousedata.com/person/759250) | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | — |
| [VANEK JAMES WAYNE](https://search.stillhousedata.com/person/759251) | CHIEF TECHNOLOGY OFFICER | — |
| [HNILO JAMES MICHAEL](https://search.stillhousedata.com/person/759252) | GENERAL COUNSEL | — |
| [VAGRA NICHOLAS JAMES](https://search.stillhousedata.com/person/759253) | CHIEF OPERATING OFFICER | — |
| [DUDLEY MICHAEL JOHN THORNTON](https://search.stillhousedata.com/person/807305) | CHIEF INVESTMENT OFFICER | — |
| [ARDLEY JOHN DAVID](https://search.stillhousedata.com/person/807306) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137765/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137765/similar
- Related entities: https://search.stillhousedata.com/firm/137765/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137765

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.