# R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. of SUNNY ISLES BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 137788
- Type: SEC-registered investment adviser
- SEC file number: 801-65629
- Location: 16690 COLLINS AVENUE, SUITE #801, SUNNY ISLES BEACH, FL, 33160
- Phone: 212-245-0400
- Latest filing: 2026-03-31
- Regulatory AUM: $33.6M
- Discretionary AUM: $33.6M
- Clients: 24
- Accounts: 6

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Paul Shen | HEAD TRADER | MOUNTAIN VIEW, CA |
| Roy Niederhoffer | PRESIDENT | — |
| Ronald Bruce Graber | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Zinovi Levitan | DIRECTOR OF OPERATIONS | — |
| KAKALIOS STEPHANIE | DIRECTOR OF OPERATIONS | — |
| NIEDERHOFFER ROY | PRESIDENT | — |
| NICOSIA JESSICA LYNNE | CHIEF COMPLIANCE OFFICER | — |
| CRAWFORD CHRISTOPHER FREDERICK | DIRECTOR OF OPERATIONS | — |
| SHEN PAUL | HEAD TRADER | — |
| CARTON SLADJANA | EXECUTIVE MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| GRABER RONALD BRUCE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| ROBERTS SUSAN P | SENIOR MANAGING DIRECTOR | — |
| FIRESTER JONATHAN | HEAD OF EQUITIES TRADING | — |
| LEVITAN ZINOVI | DIRECTOR OF OPERATIONS | — |
| WEDDEPOHL COENRAAD JOHANNES | CHIEF STRATEGY OFFICER; SENIOR MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137788/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137788/similar
- Related entities: https://search.stillhousedata.com/firm/137788/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137788

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.