# UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC. of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 13787
- Type: SEC-registered investment adviser
- SEC file number: 801-47970
- Location: 200 S. COLLEGE STREET, 21ST FLOOR, CHARLOTTE, NC, 28202
- Phone: 800-277-8802
- Latest filing: 2011-07-13
- Regulatory AUM: $500.0M
- Discretionary AUM: $94.0M
- Non-discretionary AUM: $406.0M
- Clients: 251
- Accounts: 3,500

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| SMITH TAFT JAMES | SHAREHOLDER | CHICAGO, IL |
| HENRY CLAY THOMAS | VP-PLANNING AND INVESTMENT MANAGEMENT SERVICES | — |
| MCDERMOTT JOHN JEROME JR | MANAGING DIRECTOR, CHIEF ENTERPRISE RISK OFFICER | — |
| MILLER EDWARD BRUCE | EVP STRATEGIC ACCOUNT RELATIONSHIPS; EXECUTIVE VICE PRESIDENT STRATEGIC ACCOUNT RELATIONSHIPS | — |
| SMITH RAYMOND HILL JR | DIRECTOR | — |
| STEARNS ESTHER MARION | DIRECTOR | — |
| CASADY MARK STEPHEN | CHAIRMAN OF THE BOARD | — |
| DWYER WILLIAM EDWARD III | DIRECTOR; DIRECTOR, MANAGING DIRECTOR AND PRESIDENT OF NATIONAL SALES AND MARKETING | — |
| MAHER CHARLES WILLIAM | DIRECTOR | — |
| PEDDY BRENT ANDREW | CHIEF COMPLIANCE OFFICER | — |
| OSMAN ARTHUR DAVID | SVP EXTERNAL BUSINESS CONSULTANTS, INTERNAL RELATIONSHIP MANAGEMENT AND PLATFORM TEAM; SVP RELATIONSHIP MANAGEMENT AND RECRUITING; SVP STRATEGIC RELATIONSHIP MANAGEMENT (+2 more) | — |
| ARNOLD DAN HOGAN JR | CHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT/COO; SHAREHOLDER; DIRECTOR; PRESIDENT/COO; SHAREHOLDER; MANAGING DIRECTOR AND DIVISIONAL PRESIDENT (+2 more) | — |
| PAYNE TERRI LYNN | FINOP AND VP OPERATIONS; FINOP AND VP STRATEGIC ACCOUNT OPERATIONS; V.P. OF OPERATIONS (+2 more) | — |
| GREGSON MICHAEL SCOTT | SVP ASSET MANAGEMENT; SVP FIXED INCOME; SVP PLANNING AND INVESTMENT MANAGEMENT SERVICES (+2 more) | — |
| VINES MICHAEL LON | CFO; SR. VP TECHNOLOGY & OPERATIONS; SVP OPERATIONS (+2 more) | — |
| FRY CHARLES SHAY IV | SR. VICE PRESIDENT; SVP RELATIONSHIP MANAGEMENT; SVP SALES (+2 more) | — |
| BARKSDALE ADDISON A | EVP MARKETING; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT MARKETING (+2 more) | — |
| MCGUIRE JAMES FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| HARRISON ULRIKE S | SHAREHOLDER | — |
| MOORE BYRON ROBERT | DIRECTOR | — |
| ROBISON JOHN HENRY | DIRECTOR/CEO | — |
| ROBISON MARTHA BARNES | DIRECTOR/SHAREHOLDER/TRUSTEE OF JHR FAMILY TRUST; SHAREHOLDER/TRUSTEE OF JHR FAMILY TRUST | — |
| SMITH DAVID KENAN | SHAREHOLDER | — |
| ALLEN MARTHA S | SHAREHOLDER | — |
| SMITH E HAYES | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/13787/brochure
- Similar advisers: https://search.stillhousedata.com/firm/13787/similar
- Related entities: https://search.stillhousedata.com/firm/13787/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/13787

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.