# HILLSDALE INVESTMENT MANAGEMENT INC.

HILLSDALE INVESTMENT MANAGEMENT INC. of TORONTO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 137883
- Type: SEC-registered investment adviser
- SEC file number: 801-65665
- Location: 1 FIRST CANADIAN PLACE, 100 KING STREET WEST, SUITE 5900, TORONTO, M5X 1E4
- Phone: 416-913-3900
- Latest filing: 2026-03-30
- Regulatory AUM: $7.8B
- Discretionary AUM: $7.8B
- Clients: 46
- Accounts: 230

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Albert Christopher Guthrie | CHIEF EXECUTIVE OFFICER | — |
| Eric Weider | DIRECTOR; PRESIDENT AND SHAREHOLDER | — |
| John Frederick Clifford | DIRECTOR | — |
| Harry Samuel Marmer | EXECUTIVE VICE-PRESIDENT | — |
| Ian Dwain Rhoden | SENIOR VICE-PRESIDENT FINANCE | — |
| Kelly Lynne Reynolds | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| Jonathan Elliott Spinney | DIRECTOR | — |
| Theodore (Tai-Chun) Chen | CO-CHIEF INVESTMENT OFFICER | — |
| Chirstopher James Desantis | SVP INSTITUTIONAL INVESTMENT SERVICES | — |
| Raishabh Desai | SVP INSTITUTIONAL INVESTMENT SERVICES | — |
| MARMER HARRY SAMUEL | EXECUTIVE VICE-PRESIDENT | — |
| GUTHRIE ALBERT CHRISTOPHER | CHIEF EXECUTIVE OFFICER | — |
| KAUL ARUN | CHIEF OPERATING OFFICER; SHAREHOLDER | — |
| WEIDER ERIC | DIRECTOR; PRESIDENT AND SHAREHOLDER | — |
| PEMBER IAN DOUGLAS | COO, SVP ADMINISTRATION & COMPLIANCE, CHIEF COMPLIANCE OFFICER; SENIOR VICE-PRESIDENT ADMINISTRATION & COMPLIANCE, CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT ADMINISTRATION & COMPLIANCE (+1 more) | — |
| MOTHERWELL JOHN DAVID | VICE-PRESIDENT | — |
| LOEPRICH JOHN HENRY | SENIOR VICE-PRESIDENT | — |
| CLIFFORD JOHN FREDERICK | DIRECTOR | — |
| WEIDER BEN | PRESIDENT AND SHAREHOLDER | — |
| RHODEN IAN DWAIN | SENIOR VICE-PRESIDENT FINANCE; SENIOR VICE-PRESIDENT FINANCE AND COMPLIANCE; SENIOR VICE-PRESIDENT FINANCE AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | — |
| Reynolds Kelly Lynne | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; SENIOR VICE-PRESIDENT TRADING AND OPERATIONS | — |
| Spinney Jonathan Elliott | DIRECTOR | — |
| CHEN THEODORE TAI-CHUN | CO-CHIEF INVESTMENT OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-11-04 | regulatory | PERFORMING ACTIVITIES NECESSITATING REGISTRATION IN THE PROVINCE OF QUEBEC. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137883/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137883/similar
- Related entities: https://search.stillhousedata.com/firm/137883/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137883

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.