# FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC. of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 137888
- Type: SEC-registered investment adviser
- SEC file number: 801-66653
- Location: 655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101
- Phone: 866-378-1376
- Latest filing: 2020-11-16
- Regulatory AUM: $7.0B
- Discretionary AUM: $6.9B
- Non-discretionary AUM: $150.3M
- Clients: 564
- Accounts: 29,608

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| QUINN MARK DAVID | CHIEF RISK OFFICER | — |
| SHELSON MARK PAUL | TREASURER | — |
| MOSES ROBERT JAY | GENERAL COUNSEL; GENERAL COUNSEL/SECRETARY; PRESIDENT | — |
| GLASER GREGG STEVEN | DIRECTOR | — |
| BADGER DWIGHT OLIVER | DIRECTOR; SHAREHOLDER | — |
| DAUBENSPECK KEITH GREGORY | SHAREHOLDER | — |
| HOLCOMB ROBERT STEVEN | PRESIDENT OF AEWM; PRESIDENT OF FAWM | — |
| BOROWSKI LUANNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| HARRISON BRETT LAMAR | CEO; DIRECTOR | — |
| CAMPANALE FRANK LOUIS | CEO OF AEWM; CEO OF FAWM | — |
| SMILEY STANLEY ROBERT | VICE PRESIDENT | — |
| JUNKINS CRAIG ALLEN | CEO/PRESIDENT/DIRECTOR/OFFICER; PRESIDENT | — |
| HAEDIKE CHRISTINE D | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/OFFICER | — |
| RODERMUND ROBIN HENRY | CHIEF OPERATING OFFICER; EVP SALES AND MARKETING; PRESIDENT/CEO (+2 more) | — |
| ANTONIADES ADAM NICHOLAS | DIRECTOR | — |
| MARKS JOEL ELLIOT | DIRECTOR | — |
| DOZA JANICE M | CHIEF FINANCIAL OFFICER; TREASURER/OFFICER | — |
| HATTON ROBERT ALLAN | CHIEF OPERATING OFFICER | — |
| YOUNT JEFFREY LYNN | CHIEF FINANCIAL OFFICER | — |
| NEARY JOSEPH DANIEL | MANAGER/DIRECTOR | — |
| SCHORSCH NICHOLAS SLOAN | MEMBER AND MANAGER | — |
| KEEFE KEVIN MICHAEL | CHIEF EXECUTIVE OFFICER | — |
| MCGINNESS MATTHEW | CHIEF EXECUTIVE OFFICER | — |
| SCHOTT MARY FRANCES | PRESIDENT | — |
| MCKENNA NINA SCHLOESSER | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137888/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137888/similar
- Related entities: https://search.stillhousedata.com/firm/137888/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137888

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.