# FOUNDERS FINANCIAL SECURITIES, LLC

FOUNDERS FINANCIAL SECURITIES, LLC of TOWSON, MD is an SEC-registered investment adviser.

## Registration

- CRD: 137945
- Type: SEC-registered investment adviser
- SEC file number: 801-66892
- Location: 1026 CROMWELL BRIDGE ROAD, SUITE 100, TOWSON, MD, 21286
- Phone: 410-308-9988
- Latest filing: 2026-04-20
- Regulatory AUM: $4.1B
- Discretionary AUM: $3.7B
- Non-discretionary AUM: $476.5M
- Clients: 139
- Accounts: 19,082

## Business model

- Compensation: % of AUM, Hourly, Fixed, Subscription
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Bradley Matthew Shepherd | CEO/ROSFP | — |
| Michael Owens Brooks | MEMBER | — |
| Joseph Victor Krcma | CHIEF COMPLIANCE OFFICER | — |
| Jill Anne Reckamp | FINOP | — |
| SHEPHERD BRADLEY MATTHEW | CEO/ROSFP; CHIEF COMPLIANCE OFFICER, PRESIDENT; PRESIDENT (+3 more) | — |
| FARNUM JAMES RANDALL JR | CFO/FINOP | — |
| BRIGGS RICHARD RAYMOND | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| BROOKS MICHAEL OWENS | MEMBER; SHAREHOLDER | — |
| STEIGHNER KAREN ANN | FINOP | — |
| WESTBROOK SARAH MARGARET | CHIEF COMPLIANCE OFFICER | — |
| KRCMA JOSEPH VICTOR | CHIEF COMPLIANCE OFFICER | — |
| BEECH KAREN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| RECKAMP JILL ANNE | FINOP | — |
| Jerome G. Geraghty | TRUSTEE | — |
| Katelyn B. Buerlein | TRUSTEE | — |
| Melissa B. Giese | TRUSTEE | — |
| Emily Helen Hunter | TRUSTEE | — |
| Jared Michael Brooks | TRUSTEE | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-09-30 | regulatory | SEC ADMIN RELEASE 34-87177; IA RELEASE 5397, SEPTEMBER 30, 2019: THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE INSTITUTED AGAINST FOUNDERS FINANCIAL SECURITIES, LLC ("RESPONDENT"). ON THE BASIS OF… | Final | $1.6M |


## Branch offices (25)

_Showing 15 of 25 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BEL AIR | MD | 4 | 4108030160 |
| TOWSON | MD | 4 | 4103089988 |
| OREGON CITY | OR | 3 | 5033446568 |
| ATHOL | MA | 3 | 9782492837 |
| WEST CHESTER | PA | 3 | 610-701- 8427 |
| BRIGHTON | MI | 3 | 810 316-5041 |
| CHADS FORD | PA | 2 | (484) 800-8038 |
| FREDERICK | MD | 2 | (301) 663-5100 |
| FREDERICK | MD | 2 | 301-663-5100 |
| — | — | 2 | 410-561-7177 |
| COLUMBIA | MD | 2 | 410 415 5000 |
| FRESNO | CA | 2 | 559-435-8869 |
| TIMONIUM | MD | 2 | 410 916 5713 |
| — | — | 2 | 540-667-9096 |
| CENTERVILLE | OH | 2 | 937-496-5650 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/137945/brochure
- Similar advisers: https://search.stillhousedata.com/firm/137945/similar
- Related entities: https://search.stillhousedata.com/firm/137945/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/137945

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.