# BALANCE ASSET MANAGEMENT, LLC

BALANCE ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 138106
- Type: SEC-registered investment adviser
- SEC file number: 801-64990
- Location: 152 WEST 57TH STREET, NEW YORK, NY, 10019
- Phone: 212-974-3500
- Latest filing: 2007-07-25
- Regulatory AUM: $220.0M
- Discretionary AUM: $220.0M
- Clients: 11
- Accounts: 4

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [ROBIK KEVIN THOMAS](https://search.stillhousedata.com/person/752857) | CO-CHIEF INVESTMENT OFFICER | — |
| [AUDI STEVEN ANTHONY](https://search.stillhousedata.com/person/752858) | CO-CHIEF INVESTMENT OFFICER | — |
| [DIROCCO JOHN STEPHEN](https://search.stillhousedata.com/person/752859) | CHIEF OPERATING OFFICER | — |
| [LUONGO MARC PETER](https://search.stillhousedata.com/person/752860) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138106/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138106/similar
- Related entities: https://search.stillhousedata.com/firm/138106/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138106

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.