# RALPH PARKS INVESTMENT GROUP LLC

RALPH PARKS INVESTMENT GROUP LLC of PITTSFORD, NY is an SEC-registered investment adviser.

## Registration

- CRD: 138121
- Type: SEC-registered investment adviser
- SEC file number: 801-65169
- Location: 145 SULLY'S TRAIL, SUITE 5, PITTSFORD, NY, 14534
- Phone: 585-248-5700
- Latest filing: 2025-09-03
- Regulatory AUM: $82.9M
- Discretionary AUM: $81.6M
- Non-discretionary AUM: $1.3M
- Clients: 3
- Accounts: 315

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Rajiv Nath Dixit | CHIEF INVESTMENT OFFICER-12/2011, CHIEF OPERATING OFFICER-02/2006; CO-OWNER-VICE PRESIDENT-TREASURER | — |
| Gina M Griffo | CHIEF EXECUTIVE OFFICER-12/2011, CHIEF COMPLIANCE OFFICER-11/2005; CO-OWNER-PRESIDENT-SECRETARY | — |
| DIXIT RAJIV NATH | CHIEF FINANCIAL OFFICER & CHIEF TECHNOLOGY OFFICER; CHIEF INVESTMENT OFFICER-12/2011, CHIEF OPERATING OFFICER-02/2006; CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER (+3 more) | — |
| PARKS RALPH RONALD | PRESIDENT, CEO, CCO; PRESIDENT, CEO, CCO, MANAGING MEMBER; PRESIDENT, CEO, MANAGING MEMBER (+3 more) | — |
| GRIFFO GINA M | CHIEF EXECUTIVE OFFICER-12/2011, CHIEF COMPLIANCE OFFICER-11/2005; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; CO-OWNER-PRESIDENT-SECRETARY (+3 more) | — |
| STEEHLER ALETHA MARIE | CHIEF COMPLIANCE OFFICER | — |
| PARIS STEPHEN JAMES | CHAIRMAN | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 585-662-8110 |
| — | — | 1 | 585-662-8110 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138121/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138121/similar
- Related entities: https://search.stillhousedata.com/firm/138121/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138121

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.