# SANTA BARBARA ASSET MANAGEMENT, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 138123
- Type: SEC-registered investment adviser
- SEC file number: 801-65003
- Location: 2029 CENTURY PARK EAST, 16TH FLOOR, LOS ANGELES, CA, 90067
- Phone: 310-552-5100
- Latest filing: 2021-09-14
- Regulatory AUM: $7.5B
- Discretionary AUM: $7.5B
- Clients: 12
- Accounts: 2,949

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| BOUTIN RICHARD PETER | MANAGING DIRECTOR; MANAGING DIRECTOR/SEC-TREASURER | — |
| MAYFIELD MICHAEL GAGE | CEO AND CIO; CEO AND CO-CIO; PRESIDENT CEO CIO | — |
| THARAKAN GEORGE MATHEW | DIRECTOR OF RESEARCH/PORTFOLIO MANAGER | — |
| MURPHY LEO JOHN | VICE PRESIDENT INSTITUTIONAL MARKETING | — |
| KUHN PAUL COOPER | VICE PRESIDENT MARKETING | — |
| HEFFERNAN MAURICE DONALD | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | — |
| KEEFE MARY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| DARRIGO PETER H | TREASURER | — |
| IUDICE MARY ANN C | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| SPENCER STEVEN DANIEL | CHIEF OPERATING OFFICER; CO-PRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT AND CHIEF OPERATING OFFICER | — |
| BOUTIN RICHARD | MANAGING DIRECTOR/SEC-TREASURER | — |
| CROUSE NANCY M | CO-CIO & PORTFOLIO MANAGER; MANAGING DIRECTOR & PORTFOLIO MANAGER | — |
| CHALUPNIK DAVID ALLEN | CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER; SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| MIZRACHI AVI MARK | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, GENERAL COUNSEL; SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | — |
| THARAKAN GEORGE M | DIRECTOR OF RESEARCH/PORTFOLIO MANAGER | — |
| KUHN PAUL | VICE PRESIDENT MARKETING | — |
| HEFFERNAN MAURICE D | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | — |
| OLSON VICTORIA LYNN | CHIEF COMPLIANCE OFFICER | — |
| GOMEZ JOHN ASTOR | MANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICE; PRESIDENT | — |
| BOOTHE JAMES RALPH | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | — |
| PARK MIN | CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCH; MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138123/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138123/similar
- Related entities: https://search.stillhousedata.com/firm/138123/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138123

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.