# FORTIGENT, LLC

FORTIGENT, LLC of FORT MILL, SC is an SEC-registered investment adviser.

## Registration

- CRD: 138164
- Type: SEC-registered investment adviser
- SEC file number: 801-65931
- Location: 1055 LPL WAY, FORT MILL, SC, 29715
- Phone: 800-877-7210
- Latest filing: 2023-11-29
- Regulatory AUM: $3.5B
- Discretionary AUM: $3.5B
- Clients: 10
- Accounts: 922

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| PUTTERMAN ANDREW | CEO; CHIEF EXECUTIVE OFFICER/VICE PRESIDENT; CHIEF EXECUTIVE OFFICER/VICE PRESIDENT/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ELLIOTT DAVID BRUCE | CHIEF COMPLIANCE OFFICER; DIRECTOR OF FINANCE | — |
| ROSENBERG JASON SAUL | CHIEF COMPLIANCE OFFICER | — |
| WELCH WILLIAM DAVID | EVP, CIO; SENIOR MANAGING DIRECTOR; VICE PRESIDENT (+1 more) | — |
| RING KATHERINE DAILEY | CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ADVISORY | — |
| YI CHAE KYU | CHIEF COMPLIANCE OFFICER | — |
| CARRAI GARY BRYAN | PRESIDENT; SENIOR MANAGING DIRECTOR; SVP (+1 more) | — |
| LOFGREN KURT WALKER | CHIEF COMPLIANCE OFFICER | — |
| MORNEAULT HENRY D | CHIEF OPERATING OFFICER | — |
| AULETTA SUZANNE ELIZABETH | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| LITTLETON DAVID | CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR | — |
| SONNENBERG NATHAN | CHIEF INVESTMENT OFFICER | — |
| WHITE GEORGE BURTON | CHIEF INVESTMENT OFFICER | — |
| MIDDLEMISS PAUL | CHIEF COMPLIANCE OFFICER | — |
| BEVACQUA ALLISON MARIE | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ADVISORY | — |
| ENYEDI MATTHEW KLAUS | PRESIDENT | — |
| LITTLETON DAVID L | SECRETARY | — |
| LITTLETON DAVID LOUIS | SENIOR MANAGING DIRECTOR; SVP | — |
| MCTINTYRE JAMES KENNEDY | CEO; PRESIDENT | — |
| ROBBINS ANDREW JONATHAN | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER  ADVISORY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138164/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138164/similar
- Related entities: https://search.stillhousedata.com/firm/138164/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138164

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.