# FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC

FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 138197
- Type: SEC-registered investment adviser
- SEC file number: 801-65386
- Location: 400 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-339-5400
- Latest filing: 2007-03-30
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.6B
- Clients: 6
- Accounts: 7

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [FRASER JOHN WILLIAM](https://search.stillhousedata.com/person/758204) | CHIEF COMPLIANCE OFFICER; MANAGER; MEMBER & MANAGER | — |
| [SULLIVAN TIGHE PETER](https://search.stillhousedata.com/person/758205) | MANAGER; MEMBER & MANAGER | — |
| [ENDLER DAVID SCOTT](https://search.stillhousedata.com/person/758206) | MEMBER | — |
| [NADEAU DAVID ARTHUR](https://search.stillhousedata.com/person/758207) | MEMBER | — |
| [SOSLAND MATTHEW A](https://search.stillhousedata.com/person/758208) | SENIOR ANALYST | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138197/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138197/similar
- Related entities: https://search.stillhousedata.com/firm/138197/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138197

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.