# OCTAGON ASSET MANAGEMENT, LLC

OCTAGON ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 138318
- Type: SEC-registered investment adviser
- SEC file number: 801-66090
- Location: 267 FIFTH AVENUE, SUITE 800, NEW YORK, NY, 10016-7503
- Phone: 212-683-8811
- Latest filing: 2010-06-17
- Regulatory AUM: $19.0M
- Discretionary AUM: $19.0M
- Clients: 1
- Accounts: 2

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| [WELLES CALDWELL MEAD](https://search.stillhousedata.com/person/734087) | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER (+3 more) | — |
| [HEYKE JOHN ERICSON](https://search.stillhousedata.com/person/752847) | CHIEF COMPLIANCE OFFICER | — |
| [ADAMS SAMUEL WOODHULL](https://search.stillhousedata.com/person/799693) | CHIEF LEGAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138318/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138318/similar
- Related entities: https://search.stillhousedata.com/firm/138318/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138318

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.