# NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL INVESTMENT SERVICES, LLC of VIENNA, VA is an SEC-registered investment adviser.

## Registration

- CRD: 138459
- Type: SEC-registered investment adviser
- SEC file number: 801-68067
- Location: 1007 ELECTRIC AVE, VIENNA, VA, 22180
- Phone: 703-206-1517
- Latest filing: 2026-05-19
- Regulatory AUM: $2.1B
- Non-discretionary AUM: $2.1B
- Clients: 206
- Accounts: 8,783

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Diane Young | CHIEF OPERATING OFFICER | — |
| Timothy David Rosson | FINOP / PRINCIPAL FINANACIAL OFFICER | — |
| Steven Leslie Weisberg | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS | — |
| GODFREY DENNIS J | PRESIDENT | — |
| YEE THOMAS HOP | CHIEF COMPLIANCE OFFICER & COO; CHIEF OPERATING OFFICER | — |
| KIRK CYNTHIA A | FINOP | — |
| MILLER PATRICK LENNING | PRINCIPAL | — |
| GOUND TRAVIS L | PRINCIPAL; PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| KING PAUL STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| ROSSON ANDREW DAVID | FINOP / PRINCIPAL FINANACIAL OFFICER | — |
| WOOD PATRICIA PARTRIDGE | CHIEF OPERATING OFFICER | — |
| DEMPSEY MARK FERRIS | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | — |
| Gunn Xiaoning Han | FINOP; FINOP / PRINCIPAL FINANACIAL OFFICER | — |
| MATHU MATHU KIMANI | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | — |
| BACINO MARISSA SHAWN | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE; CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | — |
| YOUNG DIANE | CHIEF OPERATING OFFICER | — |
| ROSSON TIMOTHY D | FINOP / PRINCIPAL FINANACIAL OFFICER | — |
| WEISBERG STEVEN LESLIE | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138459/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138459/similar
- Related entities: https://search.stillhousedata.com/firm/138459/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138459

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.