# TRADEWINDS GLOBAL INVESTORS, LLC

TRADEWINDS GLOBAL INVESTORS, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 138476
- Type: SEC-registered investment adviser
- SEC file number: 801-65208
- Location: 2049 CENTURY PARK EAST, 20TH FLOOR, LOS ANGELES, CA, 90067-3120
- Phone: 310-552-8900
- Latest filing: 2016-09-01
- Regulatory AUM: $3.0B
- Discretionary AUM: $3.0B
- Clients: 42
- Accounts: 3,589

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| KEEFE MARY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| IUDICE MARY ANN C | CHIEF COMPLIANCE OFFICER | — |
| MENDEZ MICHAEL CASARES | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| IBEN DAVID BERNHARD | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR; CO-PRESIDENT, CHIEF INVESTMENT OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| HECHMER PAUL JAMES | EXECUTIVE MANAGING DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER | — |
| CRIST JANE KATZ | CHIEF COMPLIANCE OFFICER | — |
| WHEELER GERALD WILLIS | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| WEINER LEORA R | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| GOSHTIGIAN PATRICK GABRIEL | CHIEF ADMINISTRATIVE OFFICER | — |
| CUSACK JEFFREY PATRICK | EXECUTIVE MANAGING DIRECTOR, PRESIDENT; PRESIDENT, EXECUTIVE MANAGING DIRECTOR | — |
| LAWTON CONSTANCE GRACE | CHIEF OPERATING OFFICER; CO-PRESIDENT AND EXECUTIVE MANAGING DIRECTOR; PRESIDENT AND EXECUTIVE MANAGING DIRECTOR | — |
| WEINER LEORA REBECCA | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ALEJOS ROSA EMILIA | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR; EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | — |
| THELEN ANDREW JOHN | CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR; EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138476/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138476/similar
- Related entities: https://search.stillhousedata.com/firm/138476/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138476

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.