# J O HAMBRO CAPITAL MANAGEMENT LIMITED

J O HAMBRO CAPITAL MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 138653
- Type: SEC-registered investment adviser
- SEC file number: 801-69614
- Location: 1 ST JAMES'S MARKET, LEVEL 3, LONDON, SW1Y 4AH
- Phone: +44 20 7747 5678
- Latest filing: 2025-09-29
- Regulatory AUM: $23.3B
- Discretionary AUM: $23.3B
- Clients: 155
- Accounts: 63

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| Black Thomas | INVESTMENT DIRECTOR | Roanoke, TX |
| Steve Alexander | CHIEF COMPLIANCE OFFICER/HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA | Toronto, A6 |
| Stephen Donald Lynn | DIRECTOR/CHIEF FINANCIAL OFFICER | — |
| Jane Leach | NON-EXECUTIVE DIRECTOR | — |
| James Timothy Firn | NON-EXECUTIVE DIRECTOR | — |
| Clare Susan Forster | EXECUTIVE DIRECTOR | — |
| Peter Roger Goode | HEAD OF PEOPLE AND CULTURE | — |
| Warren Nmn Tonkinson | HEAD OF DISTRIBUTION | — |
| William Derek Russell Street | DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| Suzanne Clare Evans | NON-EXECUTIVE DIRECTOR | — |
| MILLS CHRISTOPHER HARWOOD BERNARD | DIRECTOR | — |
| PEASE NICHOLA | CHIEF EXECUTIVE OFFICER; DEPUTY CHAIRMAN | — |
| WARNER GRAHAM | FINANCE DIRECTOR | — |
| VAUGHAN MARGRET HELEN | CHIEF OPERATING OFFICER; DIRECTOR - CLIENT & PRODUCT SERVICES; OPERATIONS DIRECTOR | — |
| BARRETT ROBERT GEORGE | CHIEF COMPLIANCE OFFICER; COMPLIANCE DIRECTOR | — |
| HAMBRO JAMES DARYL | CHAIRMAN | — |
| POSTAN BASIL DAVID | DIRECTOR | — |
| VINKE WILLEM PIETER | DIRECTOR | — |
| BRADE JEREMY JAMES | DIRECTOR | — |
| STEEL ANDREW J | DIRECTOR, GROUP INFRASTRUCTURE; GROUP EXECUTIVE - INFRASTRUCTURE | — |
| GONZALEZ EMILIO | CHIEF EXECUTIVE OFFICER; DIRECTOR; DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| PITT-LEWIS NICHOLAS HERFORD | CHIEF COMPLIANCE OFFICER | — |
| PARRY ROBERT ANDREW | HEAD OF INVESTMENTS | — |
| NEUBERT SUZY A E G | DIRECTOR | — |
| ROCHUSSEN GAVIN MARK | CHIEF EXECUTIVE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-03-26 | regulatory | THIS REGULATORY ACTION RELATES TO THE LATE FILING OF CERTAIN SHAREHOLDING REPORTS. BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT ("BAFIN"), THE FINANCIAL SUPERVISORY AUTHORITY OF GERMANY, ALLEGED THAT J O HAMBRO CAPITAL MANAGEMENT LIMITED ("JOHCML") VIOLATED THE NOTIFICATION REQUIREMENT UNDER SECT… | Final | $149K |
| 2017-08-09 | regulatory | THIS REGULATORY ACTION RELATES TO THE LATE FILING OF CERTAIN SHAREHOLDING REPORTS. FINANSTILSYNET, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY, ALLEGED THAT J O HAMBRO CAPITAL MANAGEMENT LIMITED ("JOHCML") VIOLATED THE NOTIFICATION REQUIREMENT UNDER SECTION 4-3 OF THE NORWEGIAN SECURITIES TRADING… | Final | $20K |
| 2016-02-26 | regulatory | THIS REGULATORY ACTION RELATES TO THE LATE FILING OF CERTAIN SHAREHOLDING REPORTS. BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT ("BAFIN"), THE FINANCIAL SUPERVISORY AUTHORITY OF GERMANY, ALLEGED THAT J O HAMBRO CAPITAL MANAGEMENT LIMITED ("JOHCML") VIOLATED THE NOTIFICATION REQUIREMENT UNDER SECT… | Final | $37K |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PRAGUE | — | 4 | 4420 7747 5678 |
| PRAGUE | — | 4 | 4420 7747 5678 |
| ZUG | — | 1 | 4420 7747 5678 |
| ZUG | — | 1 | 4420 7747 5678 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138653/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138653/similar
- Related entities: https://search.stillhousedata.com/firm/138653/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138653

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.