# GLG LLC

GLG LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 138802
- Type: SEC-registered investment adviser
- SEC file number: 801-65571
- Location: 1345 AVENUE OF THE AMERICAS, 21ST FLOOR, NEW YORK, NY, 10105
- Phone: 212-649-6600
- Latest filing: 2026-03-31
- Regulatory AUM: $7.0B
- Discretionary AUM: $7.0B
- Clients: 29
- Accounts: 25

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Eric Galip Burl | HEAD OF DISCRETIONARY | New York, NY |
| Nadine Nmn Le Gall | CHIEF COMPLIANCE OFFICER | — |
| Gregory Carl Bond | PRESIDENT | — |
| Nancy Ellen Lynch | SECRETARY | — |
| Steven Peter Desmyter | PRESIDENT, MAN GROUP | — |
| Anthony Cazazian | VICE PRESIDENT | — |
| SULLIVAN NEIL JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | — |
| MAROCCO MICHAEL JOSEPH | TRUSTEE | — |
| NICKOLL BENJAMIN E | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more) | — |
| WAHL FREDRICK JOHN | HEAD OF RESEARCH, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more) | — |
| IRISH JOHN SHEEHAN | TRUSTEE | — |
| BAUM CLAUDE ANDRE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SANDS STEVEN JAMIE | CHIEF COMPLIANCE OFFICER | — |
| DEROSA-FARAG SAMEH M | PRESIDENT/MEMBER | — |
| ALLEN JORDAN B | CHIEF FINANCIAL OFFICER, VICE PRESIDENT & TREASURER | — |
| HANNA RICK | VICE PRESIDENT | — |
| LE GALL NADINE | CHIEF COMPLIANCE OFFICER | — |
| LAX ORLY | SECRETARY | — |
| DONENBERG LANCE ARI | VICE PRESIDENT | — |
| KIM SOPHIE SOKHUN | CHIEF COMPLIANCE OFFICER | — |
| LE FUR GUILLAUME NMN | CHIEF COMPLIANCE OFFICER | — |
| GREW MICHELLE ROBYN | PRESIDENT | — |
| PUCHTLER SHANTA ARMSTRONG | PRESIDENT | — |
| BURL ERIC GALIP | HEAD OF DISCRETIONARY; PRESIDENT | — |
| KAJEE SHIRAZ YOUNUS | TREASURER | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-02-12 | regulatory | ON APRIL 7, 2021, MAN GROUP PLC ("MAN"), AN ADVISORY AFFILIATE OF GLG LLC BASED IN LONDON, UK, AGREED TO PAY A FINE OF EURO 240,000 TO THE COMISION NACIONAL DEL MERCADO DE VALORES (THE "CNMV"), PURSUANT TO A SETTLED RESOLUTION, IN CONNECTION WITH THE CNMV'S FINDINGS THAT MAN HAD NOT COMPLIED WITH EU… | Final | — |


## Private funds (4)

Mix: Securitized Asset Fund 3 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MAN US CLO 2024-1 LTD. | Securitized Asset Fund | Jersey | 0 | $394.7M | $250K |
| MAN US CLO 2023-1 LTD. | Securitized Asset Fund | Jersey | 0 | $346.3M | $250K |
| MAN GLG US CLO 2021-1 LTD. | Securitized Asset Fund | Cayman Islands | 0 | $330.6M | $250K |
| MAN GLOBAL MACRO | Hedge Fund | Cayman Islands | 4 | $154.3M | $100K |


## Branch offices (8)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 16 | 212-303-9400 |
| NEW YORK | NY | 16 | 212-303-9400 |
| — | — | 1 | 617 897 8673 |
| — | — | 1 | 617 897 7867 |
| BOSTON | MA | 1 | 617 897 7800 |
| — | — | 1 | 617 897 7867 |
| — | — | 1 | 617 897 8673 |
| BOSTON | MA | 1 | 617 897 7800 |


## Fund service providers (1)

- administrator: BNY MELLON FUND SERVICES (IRELAND) DESIGNATED ACTIVITY COMPANY

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138802/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138802/similar
- Related entities: https://search.stillhousedata.com/firm/138802/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138802

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.