# ALPHA CAPITAL ADVISORS, INC.

ALPHA CAPITAL ADVISORS, INC. of BANGOR, ME is an SEC-registered investment adviser.

## Registration

- CRD: 138825
- Type: SEC-registered investment adviser
- SEC file number: 801-120376
- Location: ONE CUMBERLAND PLACE, SUITE 204, BANGOR, ME, 04401
- Phone: 207-989-5522
- Latest filing: 2026-03-19
- Regulatory AUM: $146.0M
- Discretionary AUM: $146.0M
- Clients: 6
- Accounts: 504

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Richard Miller Nickerson | PRESIDENT, COO, TREASURER, CCO, AND CFO | — |
| JOHNSON PARK OTTO | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — |
| HARRISON STEVEN DUVAL | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR; FINANCIAL ADVISOR | — |
| NICKERSON RICHARD MILLER | MANAGING PARTNER & CHIEF OPERATING OFFICER; PRESIDENT, COO, TREASURER, CCO, AND CFO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138825/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138825/similar
- Related entities: https://search.stillhousedata.com/firm/138825/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138825

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.